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2 Jan 2018, 6:57 am
From January 2003 until June 2009 Trenchard was associated with Aegis Capital Corp. [read post]
5 Mar 2019, 10:03 am
Newbridge Securities Corp. [read post]
27 Aug 2007, 10:29 am
In re Exxon Mobil Corp. [read post]
16 Apr 2009, 5:12 am
In an address to the West Point Center for the Rule of Law [official website], Holder praised lawyers from the Judge Advocate General Corp defending [read post]
3 Aug 2010, 6:03 pm
A newly discovered vulnerability in the software that runs Apple’s iPad and iPhone could allow hackers to enslave the popular mobile devices, three security firms said. [read post]
15 May 2009, 7:24 am
According to an article published by Reuters, the SEC may begin a civil proceeding against the Morgan Keegan & Co brokerage unit of Regions Financial Corp. over the alleged improper sale of auction-rate securities. [read post]
3 Feb 2009, 10:28 am
Digimarc Corp., 2009 WL 311070 (9th Cir. [read post]
17 Oct 2012, 10:49 am
For security incidents that result in a data breach – where customers’ information is put at risk, government regulations and industry guidelines often dictate what the company must disclose. [read post]
5 May 2017, 3:00 am
It’s been almost a full year since Corp Fin dropped its updated CDIs on the use of non-GAAP information – and this Sullivan & Cromwell memo reports on nearly 300 Staff comment letters issued since that time. [read post]
3 Mar 2020, 2:33 pm
The post Lincoln Financial Advisors, Corp. [read post]
4 Sep 2009, 7:32 pm
Freshman Matt Barkley stepped up and has now secured the starting quarterback spot for USC. [read post]
23 Jul 2010, 9:59 am
The SEC's Division of Corporate Finance issued the following no-action position yesterday: Items 1103(a)(9) and 1120 of Regulation AB require disclosure of whether an issuance or sale of any class of offered asset-backed securities is conditioned on the assignment of... [read post]
21 Aug 2015, 9:50 am
The award ordered FSC Securities Corp to pay investors who fell victim to Aubrey Lee Price multi million dollar Ponzi scheme. [read post]
30 Oct 2013, 5:06 am
Today's post was shared by FairWarning and comes from blogs.wsj.com Stryker Corp. settled a long-running U.S. foreign bribery case, agreeing on Thursday to pay $13.3 million to the Securities and Exchange Commission to resolve the allegations — without admitting or denying them. [read post]
29 Aug 2011, 5:01 pm
Western and Southern Life’s first MBS lawsuit against BofA sought $225 million in losses over securities it bought through Countrywide Financial Corp. [read post]
30 Apr 2009, 6:47 am
According to the Wall Street Journal today, Massachusetts securities regulators have begun an investigation into whether State Street Corp. misled pension funds investors by falsely repesenting that some its bonds funds were low risk vehicles even though they were actually invested in volatile mortgage-backed securities. [read post]
6 Mar 2007, 6:14 am
She hopes to one day join the Marine Corps as a JAG, or Judge Advocate General. [read post]
25 Mar 2024, 12:31 pm
Background Northern Genesis Acquisition Corp. [read post]
30 Oct 2018, 6:47 am
It says that President Kennedy used Social Security money to create the Peace Corps and that since then, “our Social Security money has been taken from Americans and given to foreign nations. [read post]
24 Aug 2011, 11:43 am
Taleo Corp., a California corporation, agreed on Wednesday to pay $6.49 million to resolve allegations that it had violated the False Claims Act in its provision of software services to a human resources contractor for the Transportation Security Administration. [read post]
