Search for: "STRUCTURED ASSET SECURITIES CORPORATION" Results 581 - 600 of 1,857
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28 Feb 2020, 3:00 am by John Jenkins
Yesterday, the SEC announced that it had instituted a settled enforcement action against actor, musician, environmentalist, martial arts master & Russian special envoy Steven Seagal for allegedly violating the anti-touting provisions of the Securities Act in connection with a digital asset offering. [read post]
25 Feb 2020, 2:32 pm by Kevin LaCroix
Specialized Policy and Disclosure: Oversight of international corporate finance, M&A and structured finance. [read post]
20 Feb 2020, 2:30 pm by Elizabeth Gavin
The proposal likely seeks to cover asset managers, as well as large unlisted companies. [read post]
16 Feb 2020, 7:00 am by Karen Young
International Development Finance Corporation (DFC) opened its doors in January. [read post]
14 Feb 2020, 6:00 am by Eric Vice
Security is taken in the assets of the purchaser and the assets of the target being acquired. [read post]
7 Feb 2020, 7:53 am by Shannon O'Hare
  Creditors and the government will be hoping to avoid a repeat of the “15-year battle” that played out from 2001 to 2016, triggered by Argentina’s default on sovereign and corporate debt obligations. [read post]
2 Feb 2020, 7:05 am by Jay R. McDaniel, Esq.
It requires a structural inability to act, such as ongoing deadlock or significant wrongful conduct. [read post]
27 Jan 2020, 1:50 am by Kevin Kaufman
Asset owners with 6 or 8 percent return on higher-risk investments, such as private equity funds or corporate stocks, may still be able to accumulate wealth. [read post]
23 Jan 2020, 5:00 am by Kevin Kaufman
It is synonymous with other terms such as securities transaction tax and securities transfer tax. [read post]
22 Jan 2020, 6:55 am by Richard Altieri, Benjamin Della Rocca
  Treasury Department Expands Power to Review Foreign Investment on National Security Grounds The Treasury Department’s Committee on Foreign Investment in the United States (CFIUS) has finalized regulations that apply heightened scrutiny to investors whose acquisitions of U.S. assets may pose national security risks. [read post]
21 Jan 2020, 4:42 am by Andrew Abramowitz
., LLCs with sufficient assets would qualify in the same manner as corporations now do. [read post]
17 Jan 2020, 8:19 am by DLA Piper
CFIUS is an interagency committee chaired by the Secretary of the Treasury and is responsible for screening foreign investments into the United States to determine if they could impair US national security. [read post]
17 Jan 2020, 8:19 am by DLA Piper
CFIUS is an interagency committee chaired by the Secretary of the Treasury and is responsible for screening foreign investments into the United States to determine if they could impair US national security. [read post]
17 Jan 2020, 5:54 am
Peregrine, McDermott Will & Emery LLP, on Saturday, January 11, 2020 Tags: Accounting, Corporate fraud, General counsel, Inside counsel, Management, Misconduct, Oversight, Securities enforcement, Securities fraud, WorldCom Delaware Appraisal Decisions Posted by Gilbert E. [read post]
She has also represented private investment fund managers, registered securities broker-dealers and investment advisers on securities offerings, business transactions and regulatory compliance issues. [read post]
9 Jan 2020, 7:53 am by Shannon O'Hare
These stressed asset volumes are not the only challenge Prime Minister Narendra Modi will have to face. [read post]
3 Jan 2020, 7:09 am by Silver Law Group
The post SEC Charges Against GPB Capital Likely On The Horizon appeared first on Securities Arbitration Lawyers Blog. [read post]
1 Jan 2020, 9:16 am by Bob Ambrogi
At the first Clio Cloud Conference in 2013, I spoke on the Ethics and Security of Cloud Computing for Lawyers. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Those CA RIA s that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]