Search for: "Securities Investor Protection Corporation"
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31 Aug 2022, 6:31 am
Comment Perspectives ISS Corporate Solutions examined a representative range of comments from investors (both asset owners and managers) and investor groups, such as CalSTRS, BlackRock, The Council of Institutional Investors; non-profits and consumer protection groups, such as As You Sow and Ceres; former SEC chairs and commissioners; legal and academic scholars; corporations, such as Occidental Petroleum, Hewlett-Packard and United Airlines;… [read post]
31 Aug 2022, 6:31 am
Comment Perspectives ISS Corporate Solutions examined a representative range of comments from investors (both asset owners and managers) and investor groups, such as CalSTRS, BlackRock, The Council of Institutional Investors; non-profits and consumer protection groups, such as As You Sow and Ceres; former SEC chairs and commissioners; legal and academic scholars; corporations, such as Occidental Petroleum, Hewlett-Packard and United Airlines;… [read post]
31 Aug 2022, 5:08 am
CrowdStrike Falcon leverages a single lightweight-agent architecture with integrated cloud modules spanning multiple security markets, including corporate workload security, managed security services, security and vulnerability management, IT operations management, threat intelligence services, identity protection and log management. [read post]
30 Aug 2022, 5:01 am
” Nonetheless, the SEC apparently concluded that actual cybersecurity was secondary to informing investors about an ongoing incident—a confounding conclusion that directly threatens cybersecurity throughout the country. [read post]
29 Aug 2022, 1:04 pm
” The governor’s press release quotes him as saying “The leveraging of corporate power to impose an ideological agenda on society represents an alarming trend,” and that “Through the actions I announced today, we are protecting Floridians from woke capital and asserting the authority of our constitutional system over ideological corporate power. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
24 Aug 2022, 9:01 pm
The SEC’s Proposed Rule on Climate-Related Disclosures Federal financial services regulators have made clear their intention to use their regulatory power to protect market participants from alleged abuses relating to ESG. [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
19 Aug 2022, 4:00 am
There is growing concern among experts that officials sympathetic to Trump’s claims of vote-rigging could undermine election security in the name of protecting it. [read post]
16 Aug 2022, 8:02 am
The client may wish to hold the NFT in an entity such as a corporation. [read post]
11 Aug 2022, 9:05 pm
Investors in securitization, project finance, covered bonds, oil-and-gas and mineral production payments, and other types of structured finance transactions – valued at many trillion of dollars of securities outstanding – require both the entity issuing securities and the transaction itself to be structured as bankruptcy remote. [read post]
10 Aug 2022, 6:50 pm
This was enabled in part by the fact that SPACs do not need to comply with many investment regulations intended to protect investors from such lofty projections. [read post]
10 Aug 2022, 10:51 am
“Over the past decade, the SEC’s whistleblower program has played a critical role in the Division of Enforcement’s ability to effectively detect wrongdoing, protect investors and the marketplace, and bring violators to justice,” Grewal said. [read post]
10 Aug 2022, 6:14 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle Washington. [read post]
5 Aug 2022, 11:34 am
We take special care to protect whistleblowers. [read post]
1 Aug 2022, 9:05 pm
But they argue that protecting investors must include access to quality ESG data given investors’ trillions of investment dollars and their desire to embed ESG into their portfolios and shareholder votes. [read post]
29 Jul 2022, 5:39 pm
Securities and Exchange Commission (SEC) has published several Investor Alerts and Bulletins focused on specific types of investors and investment products. [read post]
29 Jul 2022, 7:00 am
This is the true story of Dodd-Frank: Restitution to victims of securities fraud, billions to the taxpayers, compensation and protections for the whistleblowers, and some accountability on Wall Street. [read post]
