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12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
11 Apr 2016, 9:00 am
For purposes of the final fiduciary rule, a “recommendation” includes providing advice with respect to: buying, holding, selling, exchanging, or rolling over securities or other investment property, or management of securities or other investment property, investment policies or strategies, portfolio composition, selection of other persons to provide investment advice or services, selection of investment account arrangements, and recommendations with… [read post]
18 Feb 2016, 10:46 am
Under United States Supreme Court Case, Tulsa Professional Collection Services, Inc., v. [read post]
18 Feb 2016, 10:40 am
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
12 Feb 2016, 5:06 am
” Commentators quickly discovered that the Fine Brothers had amassed an extensive trademark portfolio relating to reaction videos, including registrations for KIDS REACT, TEENS REACT, and ELDERS REACT, each for “Entertainment services, namely, an on-going series of web site programs in the field of observing and interviewing” the applicable demographic. [read post]
9 Feb 2016, 5:00 am
It will also continue to review the supervision procedures of branch offices of SEC-registered entities and fee selections which can lead to reverse churning. [read post]
29 Jan 2016, 9:01 am
Among Tortoise’s portfolio of funds, a number of them declined between 17% and 36% in 2015 alone, per Morningstar. [read post]
14 Jan 2016, 8:30 am
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
14 Jan 2016, 8:13 am
If plan administrators want to continue outsourcing plan services then they will have to pay the bill out of pocket or find a way to reduce services or the costs of services. [read post]
8 Jan 2016, 11:41 am
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
8 Jan 2016, 11:23 am
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
7 Jan 2016, 1:33 pm
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
21 Dec 2015, 8:06 am
There may be stock portfolios, additional property, or other financial investments which the deceased had. [read post]
2 Dec 2015, 4:59 pm
Those projects -- a “portfolio of ‘high risk’ but high reward projects” -- would be selected by the recipient for development for commercialization, the agency said in a memo.CIRM’s plan for the project said, “The aggregation of a basket of otherwise unpartnered CIRM projects offers the successful applicant ‘multiple shots on goal. [read post]
25 Nov 2015, 9:35 am
It will lose money but they can insulate a portfolio. [read post]
5 Nov 2015, 9:31 am
It will lose money but they can insulate a portfolio. [read post]
5 Nov 2015, 4:57 am
Pamplona and VHA-UHC have agreed to work together in select service offerings. [read post]
21 Oct 2015, 11:40 am
“But around the world, they also need to ensure that they interact fairly and respectfully in the service of their entire publics. [read post]
20 Oct 2015, 3:24 pm
So too is the case of the Ten Commandments for IP dispute resolution: they are only really a selection of subjectively chosen headlines. [read post]
19 Oct 2015, 4:00 am
Select Portfolio Servicing, Inc. [read post]
