Search for: "Sound Exchange"
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27 Jan 2011, 1:32 am
Dodd-Frank specifically required the Securities and Exchange Commission to look into regulatory standards and oversight gaps between investment advisors and brokers. [read post]
20 Jun 2023, 9:05 pm
Substantively, banks are pooled investment funds, like mutual funds, exchange traded funds, and so on: They take people’s money and use it to buy financial assets. [read post]
13 May 2009, 9:33 pm
Bidz.com (NASDAQ: BIDZ) which is already under investigation by the Securities and Exchange Commission into its inventory accounting practices and is being sued for alleged shill bidding on its web site, is now facing several class action lawsuits alleging securities fraud and a new investigation by the Federal Trade Commission into its email marketing practices.Last week, Barrack, Rodos & Bacine and Sarraf Gentile filed a class action lawsuit alleging securities fraud by Bidz.com… [read post]
5 Mar 2023, 3:30 am
” Dave Owen willingly invites this exchange in the opening of The Negotiable Implementation of Environmental Law. [read post]
17 Jan 2020, 2:00 am
The parties agreed to mediate on the family finances and voluntary financial disclosure was exchanged in mediation. [read post]
20 Dec 2016, 3:36 am
[I think that is less true when the mark sounds like a first and last name - ed.]. [read post]
15 Oct 2019, 6:03 am
But as an exchange on Twitter recently illuminated, labeling them “pilot programs” over experimentation or other overly scientific-sounding phrases may help ease some political concerns.Additionally, I think it’s worth emphasizing that a lot of what we subjectively believe to be “uniform” is not very uniform at all, which opens up opportunities to treating similarly-students differently within appropriate boundaries. [read post]
26 Mar 2015, 11:49 pm
This Kat is reminded of the well-known query about what do we mean by sound: if a tree rustles in the wind, but no one hears it, has a sound been made? [read post]
15 Nov 2013, 7:30 am
Substituted compliance means that a non-U.S. swap dealer or non-U.S. major swap participant is permitted to conduct business by complying with its home regulations, without additional requirements under the Commodity Exchange Act.E.U. concerns. [read post]
13 Apr 2011, 8:43 am
Dodd-Frank authorized Treasury to determine whether foreign exchange swaps should be exempted from the definition of swap in the Commodity Exchange Act. [read post]
13 Jul 2022, 12:50 pm
For streaming rights in sound recordings, it’s Sound Exchange. [read post]
11 Apr 2013, 10:37 am
In effect, Pandora wants to reduce payments to Sound Exchange which directly decreases royalties paid to artists, musicians, and sound recording copyright owners. [read post]
1 Jul 2009, 12:10 am
Looked at one way, convincing someone they want to part with something of value in exchange for something they clearly don't need is an impressive display of the art of persuasion and of the ability to dispatch logic and reason with a carefully calculated series of suggestion.From a different set of eyes, though, obfuscating reality for gain in exchange for worthless fodder is at best immoral and at worst completely fraudulent.And so I look, wide-eyed, at the perpetual media… [read post]
19 Jul 2010, 2:37 pm
Compensation Committee Membership -- The new law essentially codifies the independence rules already in place as part of the listing standards for each exchange. [read post]
22 Mar 2024, 1:42 pm
Given Trump’s large stake in the company, and the certainty that he will attempt to sell some of that stake, any investment in DJT is exactly what it sounds like: an investment in Donald J. [read post]
22 May 2011, 6:24 pm
The Medicare program subsidizes medical care for the elderly so heavily as to create serious concern about the fiscal soundness of the federal government. [read post]
24 Jul 2022, 1:12 pm
MARGARET BRENNAN: It sounds like you’re saying you favor that subpoena? [read post]
22 May 2019, 3:56 am
Securities and Exchange Commission (SEC). [read post]
6 Sep 2011, 3:00 am
Reference: ElderLawAnswers.com (August 1, 2011) "Transfers to Children of Medicaid Applicant in Exchange for Promissory Notes Not Actuarially Sound" [read post]
8 Dec 2017, 9:00 am
Securities and Exchange Commission. [read post]
