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26 Aug 2022, 3:22 am by Andrew Lavoott Bluestone
BSF and Kaplan allegedly colluded to obtain an all-cash payment instead of stock so they could bill plaintiff for their own personal gain (id., ,r,r 420-421 ). [read post]
The SEC stated that “the Commission will hold investment advisers accountable when they do not accurately describe their incorporation of ESG factors into their investment selection process. [read post]
Part 2—Excise Tax on the Repurchase of Corporate Stock Sec. 10201—Excise Tax on Repurchase of Corporate Stock: This section imposes a non-deductible 1-percent excise tax on the fair market value of the stock repurchases (commonly referred to as “stock buybacks”) by certain publicly traded domestic corporations occurring after December 31, 2022. [read post]
15 Aug 2022, 3:48 am by Peter Mahler
The lower court granted the defendants’ summary judgment motion dismissing plaintiff’s causes of action contesting the recapitalization and stock issuance. [read post]
15 Aug 2022, 3:31 am by David Klein
The text message contained a unique sign-up link and stated: “Join Robinhood and we’ll both get a stock like Apple, Ford, or Sprint for free. [read post]
8 Aug 2022, 4:02 am
Parietti's Predicament And Prosecutors' Puzzling Principles (BrokeAndBroker.com Blog)2Cir Vacates SDNY Jury Verdict Against UBS for Whistleblower RetaliationTrevor Murray, Plaintiff/Appellee/Cross-Appellant, v. [read post]