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25 Jun 2024, 6:20 pm
 The Office of the High Commissioner for Human Rights through its Business and Human Rights Section has initiated a major initiative--the establishment of a helpdesk mechanism on business and human rights. [read post]
10 Aug 2022, 9:05 pm by Eduardo Gallardo
On August 31, 2022, the universal proxy rules adopted last year by the Securities and Exchange Commission (SEC) will go into effect. [read post]
6 Oct 2020, 8:42 am by Shannon O'Hare
SPAIN With the recent rise in coronavirus cases, the likelihood of a nationwide second lockdown in Spain is growing. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  As we prepare for a new year, we also reflect on an eventful 2017 year that included the emergence of a new asset class, a steady upswing in the stock market, and proposed legislation to revise the United States tax code. [read post]
15 Dec 2017, 9:01 am by CFM Admin
  As we prepare for a new year, we also reflect on an eventful 2017 year that included the emergence of a new asset class, a steady upswing in the stock market, and proposed legislation to revise the United States tax code. [read post]
23 Sep 2013, 2:47 am by Trent Dykes
Publicly traded stocks such as Apple or Google are registered with the SEC. [read post]
9 May 2023, 9:01 pm by renholding
., sale of the corporation, stock price increase, or implementation [read post]
15 Dec 2022, 8:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
4 Jan 2017, 3:55 pm by nedaj
 California-registered investment advisers (“CA RIAs”) that manage pooled investment vehicles and are deemed to have custody of client assets must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise… [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
23 Aug 2011, 2:00 am by Kara OBrien
See The American Stock Exchange, No-Action Letter (publicly available August 17, 2001). [read post]
1 Nov 2020, 12:57 pm by Kevin LaCroix
  The memo’s authors also identify a number of other trends: that is, the number of companies that have been targeted in securities suits based on the companies’ involvement in government-funded COVID-19-related relief programs, and companies that have been sued based on the companies’ optimistic financial statements made before a stock drop. [read post]