Search for: "U.S. Commodity Futures Trading Commission"
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25 Apr 2024, 11:36 am
” The points raised by Lee echo those made by National Whistleblower Center (NWC), which has sent letters to the DOJ urging them to follow the model of the Dodd-Frank Act whistleblower programs at the SEC and Commodity Futures Trading Commission (CFTC). [read post]
11 Nov 2010, 6:38 am
Commodity Futures Trading Commission to kick off day two of the 42nd Annual Securities Regulation Institute by discussing derivatives regulation. [read post]
5 Mar 2024, 9:05 pm
But under these proposals, secondary market trading in cryptoassets could be regulated by the Commodity Futures Trading Commission, by an industry self-regulatory body, by cryptoexchanges acting as self-regulators, or by a combination thereof. [read post]
18 May 2010, 6:34 am
The Commodity Futures Trading Commission announced May 14 that its Division of Clearing and Intermediary Oversight has issued guidance regarding the procedure for submitting an application under CFTC Regulation 30.10. [read post]
1 Sep 2009, 7:51 am
Background On August 11, the Treasury Department released the Over-the-Counter Derivatives Markets Act of 2009 ("OCDMA"), its legislative proposal to regulate the over-the-counter ("OTC") derivatives industry.[1] The proposed legislation closely follows the proposals offered by Treasury Secretary Timothy Geithner [2] and Commodity Futures Trading Commission ("CFTC") Chairman Gary Gensler [3] earlier this year. [read post]
14 Jan 2010, 11:17 am
Commodity Futures Trading Commission (CFTC) today announced the publication in the Federal Register of proposed regulations concerning off-exchange retail foreign currency transactions. [read post]
7 Apr 2022, 9:01 pm
This framework would harmonize with the SEF framework promulgated by our sibling agency, the Commodity Futures Trading Commission (CFTC). [read post]
21 Jul 2012, 5:09 pm
Commodity Futures Trading Commission filed a July 10, 2012 civil complaint in U.S Commodity Futures Trading Commission v. [read post]
25 Oct 2012, 8:54 am
Commodity Futures Trading Commission (CFTC) began issuing no-action letters providing relief for firms in the short-term. [read post]
26 Jun 2023, 10:30 pm
Cryptocurrency and Blockchain Litigation and Regulatory Enforcement Access this practice note for key information on cryptocurrency and blockchain criminal fraud litigations and prosecutions by various agencies, including the Department of Justice, Securities and Exchange Commission, and Commodity Futures Trading Commission, and various state attorneys general, and private plaintiffs. [read post]
4 Feb 2021, 11:03 pm
The Commodities Futures Trading Commission promotes the integrity of the U.S. derivatives markets through regulation via the Commodity Exchange Act. [read post]
29 Jul 2020, 1:19 pm
Postal Inspection Service The Commodity Futures Trading Commission (CFTC) The Justice Department U.S. [read post]
10 May 2019, 7:05 am
The Securities and Exchange Commission today proposed a package of rule amendments and interpretive guidance to improve the framework for regulating cross-border security-based swaps transactions and market participants.The proposals are intended to improve the regulatory framework by pragmatically addressing implementation issues and efficiency concerns, and in some cases further harmonizing the regulatory regime governing security-based swaps administered by the Commission with… [read post]
30 Jun 2015, 12:01 pm
Other agencies, like the Federal Trade Commission or the Commodity Futures Trading Commission, have a bipartisan, multi-member panel running the organization. [read post]
25 Aug 2011, 6:16 am
On Monday, August 1, 2011, the Commodity Futures Trading Commission ("CFTC") and the Securities Exchange Commission ("SEC", and together with the CFTC, the "Commissions") jointly held a public roundtable discussion on international issues related to swaps regulations under the Dodd-Frank Act. [read post]
27 Jan 2015, 3:26 pm
Today the United States Federal Trade Commission issued a report in which it detailed a number of consumer-focused issues arising from the growing Internet of Things (IoT). [read post]
8 Feb 2018, 4:00 am
The Commodity Futures Trading Commission reportedly sent a subpoena to Tether and Bitfinex in December, seeking information. [read post]
16 Aug 2010, 4:47 pm
The SEC and CFTCs should make liberal use of their exemptive authorities to avoid spending taxpayer resources on legal fights over whether these novel derivative products are securities or futures, and to permit these important new products to trade in either or both a CFTC- or SEC-regulated environment. [read post]
30 Jan 2018, 10:21 am
Commodity Futures Trading Commission v. [read post]
1 Nov 2023, 6:11 am
Regulators cannot predict the future and should not try to drive outcomes, she said.Mersinger delivered the remarks on October 27 at the S&P Global Commodity Insights Nodal Trading Conference.Can’t predict the future. [read post]
