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27 Sep 2017, 9:18 am
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
18 Jun 2012, 11:42 am
., age 64, of Kingwood, Texas; Steven P. [read post]
14 Aug 2008, 8:34 pm
But now, UBS AG, Citigroup, Merrill Lynch, and most recently, Morgan Stanley and J.P. [read post]
20 Dec 2018, 8:00 am
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
9 Mar 2010, 2:12 am
This question was underscored by the March 4, 2010 ruling by a Luxembourg court that individual investors who lost money in Madoff’s scheme lack standing to sue UBS AG and its auditor Ernst & Young for losses in the bank’s LuxAlpha funds. [read post]
17 Aug 2017, 2:38 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with the largest bank in Switzerland, UBS AG, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
20 Dec 2018, 8:00 am
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
30 Aug 2017, 12:57 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with UBS AG, the largest bank in Switzerland, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
5 Aug 2010, 3:49 pm
These structured products were sold and described by UBS AG to investors as an elaborately-engineered vehicle that had been created to provide both upside returns and downside protection. [read post]
30 Jan 2024, 10:13 am
• Coming of Age in Samoa: A Psychological Study of Primitive Youth for Western Civilisation, by Margaret Mead. [read post]
1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
18 Jul 2012, 11:48 am
So far as the blind trust aspect of that is concerned, note that Romney himself once called blind trusts an "age-old ruse. [read post]
16 Mar 2009, 5:23 am
., Credit Suisse, and UBS AG. [read post]
12 Feb 2016, 7:52 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
31 May 2013, 9:32 am
In the wake of this settlement, investigative agencies around the world began to look deeper into Libor rate fixing, leading to a $750 million settlement by the Royal Bank of Scotland and a record-setting $1.5 billion settlement by UBS AG. [read post]
16 Mar 2009, 9:23 am
., Credit Suisse, and UBS AG. [read post]
20 Sep 2008, 4:50 pm
On Bloomberg.com David Havens, a credit analyst at UBS AG in Stamford, Connecticut, expressed enormous relief, referring to AIG as "the biggest commercial insurance business in the U.S" and "the best Asian insurance franchise in life and general insurance of any Western company''. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
2 Dec 2006, 7:11 am
.]), then I think the legal industry could evolve towards a model that looks like this: A few global powerhouses a la Citicorp, UBS, Morgan Stanley, Goldman Sachs; A host of mid-market firms: Wachovia, SunTrust, AG Edwards [Note: I view this tranche of the industry as inherently unstable and subject to implicit failure in the form of takeovers]; Some catering exclusively to the very high end: Bessemer Trust, US Trust; The commodity players: … [read post]
14 Aug 2008, 5:25 pm
UBS Warburg, L.L.C., 217 F.R.D. 309, 322 (S.D.N.Y. 2003), the magistrate judge required Rite Aid to produce the documents at its own expense. [read post]
