Search for: "Walling v. Frank"
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8 Mar 2011, 1:59 pm
Written by Jay Gould and Michael Wu Pillsbury’s Investment Fund and Investment Management group recently submitted a comment letter to the North American Securities Administrator’s Association (the “NASAA”) on behalf of the private investment fund industry. [read post]
7 Mar 2011, 12:24 am
Supreme Court’s Morrison v. [read post]
2 Mar 2011, 9:01 am
"Pezza v. [read post]
2 Mar 2011, 6:12 am
Also at ACSblog, Frank LoMonte of the Student Press Law Center discusses Nevada Commission on Ethics v. [read post]
2 Mar 2011, 4:21 am
Congress enacted the ban as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
1 Mar 2011, 1:21 am
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Director of the Bureau appoints the Deputy Director. [read post]
21 Feb 2011, 6:45 pm
., United States v. [read post]
21 Feb 2011, 11:20 am
AbortionKF228.R59 H85 2010Roe v. [read post]
21 Feb 2011, 3:00 am
Among other things, this year's two-day program will: Explore the impact of the consumer-related provisions of the Dodd Frank Wall Street Reform Act, including: Title X's creation of the Consumer Financial Protection Bureau Title XIV's impact on mortgage regulation Analyze the Dodd-Frank Act's impact on federal preemption standards and state regulatory perspectives Examine the impact of AT&T v. [read post]
20 Feb 2011, 12:48 pm
I do not know why the father withheld this information from the Court and his failure to give full and frank disclosure is troubling. [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state and federal… [read post]
17 Feb 2011, 2:25 pm
Topics include: The whistleblower reward provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act and the proposed regulations implementing those provisions. [read post]
17 Feb 2011, 8:27 am
All three non-partisan, not-for-profit organizations say that a battle of “David v. [read post]
16 Feb 2011, 2:16 pm
Transparency and the natural resource curse: examining the new extraterritorial information forcing rules in the Dodd-Frank Wall Street Reform Act of 2010. 41 Geo. [read post]
15 Feb 2011, 8:32 am
Non-Enforcement Matters SEC Study Recommends a Uniform Fiduciary Standard for Providing Investment Advisory Services To no one’s surprise, the SEC — within a report mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act — recommended that regulations be implemented to create a uniform fiduciary standard for all providers of personalized investment advice to retail customers, whether such providers are registered as broker-dealers or… [read post]
19 Jan 2011, 9:25 pm
In his earlier decision, Judge Lindsay rejected the plaintiff’s claim that the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. [read post]
19 Jan 2011, 11:29 am
Participants can ask questions, answer surveys, and post comments from their computer during the program.Topic for the webinar include: * The whistleblower reward provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act and the proposed regulations implementing those provisions. * Dodd-Frank Act amendments strengthening the anti-retaliation provisions of the Sarbanes-Oxley Act and the False Claims Act. * Three new whistleblower retaliation causes of… [read post]
18 Jan 2011, 9:35 am
Click here for the remainder of this Gibson Dunn publication. [1] The Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. [read post]
11 Jan 2011, 12:04 pm
Broc Romanek reports: Last week, Michele Bachmann (R-Minn.) and 4 Republican co-sponsors introduced a bill entitled "to repeal the Dodd-Frank Wall Street Reform and Consumer Protection Act" (here is a related article). [read post]
10 Jan 2011, 4:39 pm
The protocol is a step towards resumption by the PCAOB of inspections of U.K. auditors for the first time since 2008.The protocol also is the first cooperative agreement entered under the PCAOB's new authority to work with foreign regulators under the Dodd-Frank Wall Street Reform and Consumer Protection Act.Dodd-Frank Act Section 981 updated the Sarbanes-Oxley Act to allow the PCAOB to share information with its foreign counterparts. [read post]
