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18 Nov 2008, 1:05 pm
“The first person to be prosecuted by the Financial Services Authority (FSA) over falsifying an application for authorisation to sell financial products has been given a suspended sentence. [read post]
14 Dec 2007, 4:04 am
Highland Financial, a Post Falls, Idaho business that offers mortgage foreclosure rescue services, will change its business and advertising practices. [read post]
24 Sep 2008, 3:27 pm
“Gordon Brown has said there will be new rules governing the practice of short-selling in four months’ time, when the temporary ban imposed last week by the Financial Services Authority (FSA) on short-selling financial stocks expires. [read post]
9 May 2008, 4:50 am
Many homeowners are at a financial crossroads. [read post]
30 Oct 2008, 9:44 am
“The Financial Services Authority (FSA) has fined a senior manager of Sindicatum Holdings, the financial advisory and asset management firm, nearly £20,000 for failing to have adequate anti-money laundering controls in place. [read post]
11 Sep 2007, 8:29 am
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment No. 2) Order 2007 The Social Security Benefit (Computation of Earnings) (Amendment) Regulations (Northern Ireland) 2007 The Social Security Benefit (Computation of Earnings) (Amendment) Regulations 2007 The Armed Forces (Gurkha Compensation) Order 2007 The Armed Forces (Gurkha Pensions) Order 2007 The Firearms (Amendment) Rules 2007 Source: www.opsi.gov.uk [read post]
20 Aug 2020, 8:18 am
The Taskforce is charged with examining the existing legal and regulatory environment for consumers and financial services providers and making recommendations to the Bureau’s leadership for improving consumer financial laws and regulations, with a focus on harmonizing, modernizing, and updating the enumerated consumer credit laws, and their implementing regulations. [read post]
7 Aug 2008, 5:54 pm
New Stark Law regulations posted on July 31, 2008 by the Centers for Medicare and Medicaid Services (CMS) revise and expand the prohibition on physician referrals for designated health services (DHS) to entities with which they have financial relationships. [read post]
4 May 2011, 1:25 pm
ASIC has issued class order CO 11/407 deferring the starting date for ‘traditional services’ trustee companies (listed in Schedule 8AA of the Corporations Regulations) to have a financial services licence to 1 July 2011. [read post]
7 May 2018, 10:33 am
Secret Service (DHS/USSS) to FEEA Childcare Services, Inc.... [read post]
19 Nov 2019, 8:48 pm
First, the New York State Department of Financial Services “has granted a charter under New York Banking Law to Fidelity Digital Asset Services, LLC (FDAS), to operate as... [read post]
1 Jun 2008, 7:24 pm
It will now limit mandatory participation of telecom service providers to three years and capped the monetary compensation award to direct financial loss. [read post]
4 Mar 2013, 12:45 pm
FINRA fined Ameriprise Financial Services, Inc. and its affiliated clearing firm, American Enterprise Investment Services Inc. [read post]
3 Feb 2009, 4:00 am
Swiss bank UBS held talks with Morgan Stanley late last year over the sale of its U.S. brokerage unit, UBS Financial Services, news reports said, citing unnamed sources. [read post]
25 May 2011, 7:12 am
Such services are often mutually beneficial to both customer and financial institution, and many times are driven equally by [...] [read post]
18 Mar 2009, 9:52 am
“Judges will have new powers to bar convicted fraudsters from professsional practice including financial services, legal services and real estate under new anti-fraud measures announced by the Attorney-General today. [read post]
13 Mar 2015, 6:06 am
Rockey provides financial services for social challenges that focus on affordable housing, economic development, community services and revitalization/stabilization of neighborhoods or communities in distress. [read post]
12 Aug 2015, 11:14 am
NEW YORK — Fidelity National Information Services is buying rival financial software company SunGard to bolster the services it can offer clients. [read post]
5 Sep 2007, 9:38 am
The Report contains information about the court's judges, locations, probation services, court services, detention center, financial operations, and statistics. [read post]
4 Sep 2012, 7:00 am
The knowledge and information gained from a credit counselor can be invaluable and put anyone in a better financial position. [read post]
