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Republicans, meanwhile, point to the longstanding reliance on arbitration (the Federal Arbitration Act was passed in 1925) and said eliminating mandatory arbitration would jam up the nation’s court system. [read post]
18 Mar 2022, 11:51 am
Motion to Vacate FINRA Arbitration Award Fails To Raise Federal Jurisdiction (BrokeAndBroker.com Blog)Court Imposes Restrictions on Credit Repair Company to Protect Consumer (DOJ Release)SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors (SEC Release)Shelter from the Storm: Helping Investors Navigate Climate Change Risk[1] by SEC Commissioner Allison Herren Lee Statement on the Enhancement and Standardization of Climate-Related Disclosures for… [read post]
18 Mar 2022, 11:51 am
Wells Fargo filed a FINRA Arbitration Statement of Claim in May 2012, assertin... [read post]
18 Mar 2022, 11:51 am
Wells Fargo Promissory Note Case Enters Its Second Decade of Litigation (BrokeAndBroker.com Blog)Ex-Roommate and Co-Conspirator of Former Philadelphia Eagle Sentenced to 2 Months for Insider Trading Scheme (DOJ Release)Federal Court Orders Tennessee and Kentucky Men and Their Company to Pay Over $5 Million for Commodity Futures Pool Fraud (CFTC Release)Motion to Vacate FINRA Arbitration Award Fails To Raise Federal Jurisdiction (BrokeAndBroker.com Blog)FINRA Bars JP Morgan Securities… [read post]
18 Mar 2022, 11:51 am
In today's blog, we have an expungement case in which a FINRA arbitrator recommends the removal of two customer complaints from a stockbroker's industry record. [read post]
18 Mar 2022, 11:35 am by Megda Belkacemi
La décision Concernant le fait que l’arbitre de grief s’est prononcé sur tous les quarts de travail et non uniquement celui visé par la plainte, la Cour d’appel conclut que la Cour supérieure a mal appliqué la norme de contrôle de la décision raisonnable, jugeant ainsi que l’analyse de l’arbitre est motivée et intelligible. [read post]
18 Mar 2022, 11:26 am by Shepherd Smith Edwards & Kantas, LLP
This was a unanimous decision by the three-person panel of arbitrators, which awarded the retired couple the total amount they requested. [read post]
18 Mar 2022, 11:17 am by Holly Brezee
. А28-11930/2021 in the Arbitration Court of the Kirov Region. [5] See Младоолігархат (@Oh_89), Twitter (Mar. 16, 2022 7:00 AM), https://twitter.com/Oh_89/status/1504050027240595459. [6] The Independent, Russian fast-food chain backed by parliament to replace McDonald’s reveals near-identical branding (Mar. 17,… [read post]
18 Mar 2022, 10:52 am by Seyfarth Shaw LLP
Federal law determines whether the Act applies to any particular dispute, and a court, not an arbitrator, decides the applicability of the Act to any specific arbitration agreement, even if the parties have delegated questions of arbitrability to an arbitrator. [read post]
18 Mar 2022, 10:05 am by Charlotte Garden
Mediation led to a settlement in Wood but not Morgan. [read post]
18 Mar 2022, 9:52 am by Dan Harris
Your contract is written with English as the main language and arbitration in Shenzhen in English. [read post]
18 Mar 2022, 8:52 am by The White Law Group
    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 Mar 2022, 7:46 am by Tony Bui
The prioritization of mediation/arbitration to resolve condominium-related disputes and judicial disapproval of parties piggybacking onto claims to avoid mediation/arbitration is not new; we wrote about this topic before here and here. [read post]
18 Mar 2022, 7:39 am by Jason Rantanen
ASIs have been issued routinely by courts in the U.S. and UK, for example, to prevent a party from pursuing litigation over a matter that is subject to an arbitration agreement. [read post]
18 Mar 2022, 5:00 am by Public Employment Law Press
" Although the Petitioners' claimed that there was intentionally concealed video evidence present in the course of the arbitration, the Appellate Division opined that Petitioners failed to demonstrate that the alleged concealed video evidence was "materially related to an issue in arbitration" as the arbitrator had determined that the testimony given at the hearing was sufficient to sustain the employee's guilt and the imposition of the penalty of… [read post]
18 Mar 2022, 5:00 am by Public Employment Law Press
" Although the Petitioners' claimed that there was intentionally concealed video evidence present in the course of the arbitration, the Appellate Division opined that Petitioners failed to demonstrate that the alleged concealed video evidence was "materially related to an issue in arbitration" as the arbitrator had determined that the testimony given at the hearing was sufficient to sustain the employee's guilt and the imposition of the penalty of… [read post]
17 Mar 2022, 12:08 pm by The White Law Group
       We represent investors in FINRA arbitration claims in all 50 states including Minnesota. [read post]
17 Mar 2022, 9:09 am by Allison Gomez
The parties may agree to mediation or arbitration to avoid trial in some cases. [read post]