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14 Oct 2011, 6:08 pm
” Under the Dodd-Frank Act, all clearable swaps, regardless of whether they are done on an exchange or off an exchange, are subject to the clearing requirement. [read post]
19 Jun 2014, 3:42 pm
Franks, the U.S. [read post]
29 Apr 2014, 2:13 pm
Franks itself. [read post]
29 Aug 2017, 5:00 am
The court held the defendant unknowingly extended the statute of limitations and the “Dodd-Frank Wall Street Reform and Consumer Protection Act” (“Dodd-Frank”) statute of limitations did not apply retroactively. [read post]
16 Feb 2016, 8:53 am
Although an entire chapter of Dodd-Frank addressed derivatives, large Wall Street dealers are evading or threatening the reforms, he warned. [read post]
23 Oct 2013, 1:09 pm
Dodd-Frank Act § 911a(a)(3). [read post]
7 Feb 2018, 5:00 am
The SEC explained that the Commission needed this flexibility while Dodd-Frank rulemaking was ongoing. [read post]
3 Jun 2024, 10:00 pm
Financial Regulatory Structure following the Dodd-Frank Act Explore this practice note to gain a comprehensive understanding of the Dodd-Frank Act and key changes that this Act made to the structure of the U.S. financial regulatory framework. [read post]
21 Dec 2015, 5:00 am
Office of Management and Budget to report on Dodd-Frank Act implementation costs. [read post]
5 Oct 2013, 6:08 am
As you know, the Dodd-Frank Act imposed greater oversight on advisers to hedge funds, while recent changes were made to the private placement exemptions by the JOBS Act. [read post]
31 May 2018, 2:20 pm
I click on an interesting story title (“No, Dodd-Frank was neither repealed nor gutted. [read post]
18 Jun 2015, 2:09 pm
In a louche bar where Frank conducts business with Ray, the camera frames Frank’s face against a rich green backdrop and holds there — the mix of light and dark is so painterly it looks like a Renaissance portrait.... [read post]
20 Oct 2013, 4:55 pm
They’re shown in the photo below, along with Michelle Duke (of the NAB) and Trila Bumstead (current dean of the BLT program) and Frank and Dan. [read post]
27 Jun 2014, 6:10 am
See Frank v. [read post]
3 Dec 2012, 5:50 am
The Federal Reserve’s instructions for the CCAR BHCs, which reveal how the Dodd-Frank Act’s stress testing requirements will be integrated with the Federal Reserve’s capital planning requirements, are instructive for the non-CCAR BHCs that will become subject to Dodd-Frank stress-testing requirements in the 2014 capital planning cycle. [read post]
30 Nov 2012, 8:24 am
In order to avoid this potentially harsh result, state-chartered banks should determine whether their chartering states have taken action, either by legislative amendment, administrative rulemaking, or agency interpretation, to conform to the requirements of the Dodd-Frank Act. [read post]
8 Jan 2023, 8:45 am
Longtime criminal defense attorney Frank Rubino has passed away. [read post]
14 Sep 2013, 6:43 am
Securities and Exchange Commission, the Federal Housing Finance Agency and the Department of Housing and Urban Development (collectively, Agencies) issued a notice of proposed rulemaking (Proposed Rule) in connection with the risk retention requirement mandated by Section 941 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
5 Sep 2020, 6:15 am
And I’m happy to report, that the creators of a new short film, called “Frank and Emmet,” capture that majesty and magic.Their story is about two performers who have worked together their entire lives. [read post]
9 Nov 2021, 9:27 am
The director of the movie was Frank Perry, and the screenplay was by his wife Eleanor Perry. [read post]
