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16 Jan 2017, 2:32 pm
That is changing and as evidenced by the recent imprisonments of individual traders in the LIBOR scandal and Societe General, there is a growing emphasis on holding directors/officers and senior managers accountable for wrongdoing and no longer can they hide behind the corporation as a whole. [read post]
29 Sep 2011, 2:00 am
The Court was unmoved and issued a clear reminder: [C]reditors who want to participate in settlement discussions in which they receive material nonpublic information about the debtor must either restrict their trading or establish an ethical wall between traders and participants in the bankruptcy case. [read post]
17 Jan 2008, 10:00 pm
Here is IP Think Tank's weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
26 Jun 2010, 3:00 am
Regulators MAY increase capital requirements or limit the size of a trader's swap book, but as we have seen in this current crisis, regulators may be reluctant to impose discretionary limits not required in the legislation. [read post]
7 Jan 2019, 9:01 pm
In addition, as traders, brokers can and do affect our securities markets.2b. [read post]
15 Jun 2011, 12:43 pm
First Derivative Traders. [read post]
26 Feb 2012, 7:02 pm
“Moneyballers” This futuristic thriller stars ex-Morgan Stanley bond trader Howie Hubler, the man who lost Morgan $9 billion in a single trade, inadvertently kicking off the new favorite competitive-craze among the country’s wealthiest individuals. [read post]
8 May 2018, 12:00 am
To maximize the benefits of a trade agreement, traders must know how to successfully apply the agreement rules. [read post]
19 Apr 2015, 4:49 pm
After learning that the employee had reported the trades to the SEC, the employee, a former head trader, had been demoted to a compliance assistant. [read post]
22 Feb 2007, 4:02 pm
At first, he avoided denunciations of the slave traders, and instead appealed to their humanity and inherent sense of justice. [read post]
25 Jul 2012, 12:57 am
’’ he negotiations for a Sino-Korea FTA started this year under the stewardship of Trader Minister Bark Tae-ho, who was appointed to head the ministry late last year. [read post]
19 Apr 2023, 6:45 am
Al-Burhan, for his part, chafed at the rise of Hemedti, a camel trader from Darfur who had leveraged his relations with the army to accumulate vast wealth in family-owned businesses and gold interests, including with Russia. [read post]
21 Nov 2023, 9:01 pm
This assessment should rely on widely recognized scientific evidence and include primary information available to the trader for environmental impacts. [read post]
19 Feb 2018, 4:00 am
But the EU is bigger than the United States – with 28 members, most highly industrialized nations – and it is the world’s largest trader and largest foreign investor. [read post]
6 Oct 2010, 1:58 am
The plaintiffs argued that they had decided to purchase their Swiss Re shares in Chicago, and that the purchase orders were placed electronically by traders located in Chicago. [read post]
5 Feb 2018, 2:41 pm
In dispatching the broker’s evidence as insufficient to support a fair argument, the Court noted his claim to be “personally unaware” of grocers willing to build below 40,000 feet did not mean there were none; moreover, he acknowledged that Walmart built a sub-40,000 square foot supermarket, and did not account for the possibility of a Trader Joe’s or Whole Foods market doing likewise. [read post]
5 Oct 2012, 12:52 pm
The two points I see in its favor are as follows:(1) I believe that there is too much trading, from a social standpoint, in that people invest too much effort in seeking trading gains at the expense of other traders.(2) That issue aside, I view the FTT as an inefficiently designed tax on capital, borne mainly by investors in general. [read post]
28 Sep 2016, 6:28 am
Insider trading, the government explains, “most certainly does involve deception—it involves the failure to tell a party to whom the tipper or trader owes a fiduciary or similar duty that confidential information … is being taken for personal use. [read post]
10 May 2016, 9:30 pm
When combined with oversight of traders’ compensation structures, regulators should be able to lay down much brighter lines for what is permissible versus what is prohibited. [read post]
1 Jun 2011, 4:16 am
., France, and the Netherlands started investigating carbon traders who committed fraud by collecting the tax and then disappearing without turning the tax funds in. [read post]
