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22 Mar 2013, 4:17 am
The complaint was filed in 2011, and was one of a number of similar lawsuits filed after Dodd-Frank's requirement for advisory votes on compensation came into effect. [read post]
20 Apr 2025, 9:37 am
Frank Fritz, longtime co-host of the American Pickers reality show, died at age 60 on Sept. 30, 2024. [read post]
30 Jan 2011, 6:19 am
In July, promptly after passage of Dodd-Frank and its immediately-effective change to the net worth test of the accredited investor definition, the SEC issued guidance, pending rule-making, on how to interpret the new law: "Under Section 413(a) of the Dodd-Frank Act, the net worth standard for an accredited investor, as set forth in Securities Act Rules 215 and 501(a)(5), is adjusted to delete from the calculation of net worth the 'value of the primary residence' of… [read post]
16 Sep 2010, 10:06 am
All of Dodd-Frank meets the first four criteria. [read post]
2 Feb 2012, 11:06 am
But note that the Dodd-Frank Act directed the SEC to conduct a study on creating a single fiduciary standard for dealer and investment advisor transactions for or on behalf of retail customers and empowered the SEC to engage in rulemaking to create such a standard. [read post]
26 Oct 2009, 8:26 am
Frank O. [read post]
5 Jan 2012, 5:25 pm
Cleveland Mayor Frank Jackson says: "The health and well-being of Cleveland is the responsibility of the City of Cleveland, and we are taking proactive steps to help make everyone in Cleveland healthier... [read post]
19 Apr 2012, 1:10 pm
District of Columbia Court of Appeals Senior Judge Frank Schwelb is seeking reappointment, according to an announcement (PDF) today from the District of Columbia Commission on Judicial Disabilities and Tenure. [read post]
29 Jan 2010, 5:25 am
Elizabeth O'Shea and her son appealed a Richmond County Civil Court decision which awarded possession of an apartment to her ex-husband, Frank Cudar. [read post]
16 Jun 2012, 5:47 am
On June 13, pursuant to Section 939A of the Dodd-Frank Act, the OCC published a final rule with regard to regulations applicable to investment securities, securities offerings, and foreign bank capital equivalency deposits. [read post]
24 Feb 2010, 6:52 am
Frank Biermann (Vrije Universiteit, Amsterdam), Philipp Pattberg (Vrije Universiteit, Amsterdam) & Fariborz Zelli (Deutsches Institut für Entwicklungspolitik) have published Global Climate Governance Beyond 2012: Architecture, Agency and Adaptation (Cambridge Univ. [read post]
25 Feb 2012, 9:02 am
Presiding Judge Herschel Franks affirmed a trial court's order that part of a mother's social security disability benefits income be garnished to pay for child support. [read post]
5 Aug 2007, 2:09 am
(Also: Franke-Ruta.) [read post]
28 Sep 2009, 6:45 am
The SEC has charged Detroit-area stock broker Frank Bluestein with fraud, alleging that he lured elderly investors into a $250 million Ponzi scheme.The complaint reflects that the broker was a top salesman for the Ponzi scheme, raising $74 million from more than 800 investors over a 5 year period. [read post]
24 Nov 2008, 8:25 pm
Kandler, Suffolk County filed suit against Frank and Deborah Kandler to secure possession of a piece of property the couple was occupying. [read post]
26 Apr 2019, 9:42 am
” On Lawyer 2 Lawyer, host Craig Williams is joined by attorney Frank O. [read post]
7 Mar 2010, 2:10 am
Former Supreme Court Justice Frank Iacobucci was enlisted Friday to investigate whether the release of documents relating to Afghan detainee torture would cause an “injurious” effect. [read post]
26 Jul 2007, 11:37 pm
Frank A. [read post]
18 Sep 2008, 3:13 pm
Access, Fairness, and Accountability in the Law of Search Oren Bracha & Frank Pasquale Notes Swap Meet: Introducing the Framers to Nader's Traders Through Porter v. [read post]
26 Sep 2008, 10:32 pm
CAP reviews the Wall Street bailout plan John McCain seems to be championing, or at least using it to put the kibosh on the Dodd/Frank/Dem Plan. [read post]
