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20 May 2019, 1:48 pm
“As investment products, services and markets evolve, it is critical that the international community of securities and derivatives regulators continue to cooperate to protect investors from bad actors perpetrating fraud across borders,” said SEC Chairman Jay Clayton. [read post]
15 Mar 2013, 8:53 am
Pa. team (especially Candace Cain, Jay Finkelstein, Christopher Brown, and Lisa Freeland) on a great win! [read post]
15 Apr 2021, 4:00 am
DiNapoli announced James “Jay” Spina was sentenced in federal court for running a large-scale healthcare insurance fraud scheme. [read post]
17 Mar 2013, 9:25 am
Carnival's "fun ships" have been ridiculed on Saturday Night Live, David Letterman & Jay Leno, and featured in MAD Magazine (see below). [read post]
12 Jul 2019, 1:05 pm
"The transition away from LIBOR is gaining some much needed traction, but, as the staff's statement makes clear, significant work remains," said Chairman Jay Clayton. [read post]
26 Aug 2016, 10:23 am
By Jay Fishman, J.D. [read post]
20 Jan 2015, 2:49 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Massachusetts Securities Division adopted an emergency intrastate crowdfunding exemption, permitting job growth by helping Massachusetts small and early-stage businesses find investors and gain greater access to capital with fewer restrictions.Benefits. [read post]
27 Feb 2013, 1:14 pm
In related news, White House Press Secretary Jay Carney when asked about the release read a prepared comment that stated that the White House was not responsible for the decision to release "low-risk, non-criminal detainees" revealing that: "This was a decision made by career officials at ICE without any input from the White House, as a result of fiscal uncertainty over the continuing resolution, as well as possible sequestration." [read post]
8 Jun 2023, 9:56 am
By Jay Fishman, J.D.The SEC has adopted rule amendments to federal Regulation M that replace credit ratings for nonconvertible debt securities, nonconvertible preferred securities, and asset-backed securities with a default probability for nonconvertible debt securities and nonconvertible preferred securities. [read post]
2 Jul 2020, 11:49 am
By Jay Fishman, J.D.The North American Securities Administrators Association (NASAA) through its current President and New Jersey Securities Bureau Director, Christopher Gerold, expressed strong support for two Senate bills: (1) the Edith Shorougian Senior Victims of Fraud Compensation Act (S. 3487); and (2) the Investor Choice Act of 2019 (S. 2992). [read post]
25 Mar 2018, 10:16 am
ADDED: I guess Trump wrote "some are conflicted" because, according to Trump’s personal lawyer, Jay Sekulow, quoted at the NYT link, they had "conflicts" that "prevent" them from "joining the president’s special counsel legal team. [read post]
15 May 2013, 11:00 am
Farrell and Bennett Singer, Producers/Writers/DirectorsMo Rocca, HostJay Keuper, EditorJoe Friedman, Cinematographerhttp://electoraldysfunction.org/HONORABLE MENTIONSBOOKSStand Up That Mountain: The Battle to Save One Small Community in the Wilderness Along the Appalachian TrailJay Leutze, AuthorSimon & Schuster/Scribnerhttp://authors.simonandschuster.com/Jay-Erskine-Leutze/402711770DOCUMENTARIESWest of MemphisSony Pictures ClassicsAmy Berg, Director/ProducerDamien Echols, Lorri Davis,… [read post]
16 Apr 2015, 5:45 am
By Jay Fishman, J.D.The Massachusetts Securities Division permanently adopted an emergency intrastate crowdfunding exemption permitting job growth by helping Massachusetts small and early-stage businesses find investors and gain greater access to capital with fewer restrictions.Benefits. [read post]
23 Jul 2024, 5:30 am
Anyone wishing to review a copy of this decision may click this LINK.Source of image: Photo by Jay Wennington on www.unspash.com. [read post]
31 Dec 1969, 4:00 pm
This post was co-authored by Monica Portillo. [read post]
26 Jun 2019, 8:42 am
The Fed Chair is apparently finally done ironing his big boy pants. [read post]
31 Dec 1969, 4:00 pm
This blog was co-authored with Will Bernstein, Climate Advisor to the City of Pittsburgh. [read post]
9 Apr 2014, 11:22 am
Disney’s trademark attorneys sought an extension of time at the U.S. [read post]
29 Jun 2015, 8:08 am
After last week, perhaps (some) conservatives will feel better knowing it's still possible to execute criminals in the United States.The case is Glossip v. [read post]
31 Dec 1969, 4:00 pm
Four East Coast cities are scaling up their efforts to fight climate change. [read post]
