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19 Jul 2011, 3:09 pm
At the outset of the Chapter 11 case, Borders secured with a $505 million loan from GE Capital. [read post]
27 Nov 2023, 8:22 am by The White Law Group
(CRD#:39262), Woodland Hills, CA,  B, 07/10/2019 – 12/23/2019, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), NEW YORK, NY B, 08/21/2017 – 07/10/2019, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
14 Jan 2022, 5:57 am
Insider Giving Posted by Nejat Seyhun (University of Michigan), on Friday, January 7, 2022 Tags: Charitable spending, Information asymmetries, Inside information, Insider trading, Misconduct, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Vanguard’s Expectations for Companies with Significant Coal Exposure Posted by John Galloway, Vanguard, on Friday, January 7, 2022 … [read post]
3 Sep 2020, 6:43 am by John Jascob
By Jay Fishman, J.D.A panel at this year’s fall conference of the North American Securities Administrators Association, Inc. [read post]
9 Jun 2021, 8:20 am
In re Cheezwhse.com Inc., 85 USPQ2d 1917, 1919 (TTAB 2008); In re DTI P’ship LLP , 67 USPQ2d 1699, 1701 (TTAB 2003). [read post]
24 Mar 2023, 9:02 am by Unknown
John Fife runs a family office that manages his family’s millions, chiefly by use of private investments in public equity, or PIPEs. [read post]
16 Apr 2018, 4:03 pm by John Stigi
The Court explained that “[h]ere, AXA invites us to conclude that O’Donnell has pled a [SLUSA-covered] claim in a context where the alleged misrepresentation was made to a regulator and unknown to the holders of the securities. [read post]
6 Feb 2024, 6:13 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]