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5 Jun 2018, 11:40 am by Wesley Shelton
Securitas Security Services USA, Inc., the court posed the question of “whether a plaintiff who brings a representative action under PAGA may seek penalties not only for the Labor Code violation that affected him or her, but also for different violations that affected other employees. [read post]
3 Jun 2018, 2:18 pm by Kevin LaCroix
The NY Attorney General sent letters to the following virtual currency trading platforms and may send out a second wave for others at a later date: (1) Coinbase, Inc. [read post]
1 Jun 2018, 6:07 am
Posted by Jesse Fried (Harvard Law School) and Brian Broughman (Indiana University), on Wednesday, May 30, 2018 Tags: Boards of Directors, Dual-class stock, IPOs, Management, Mergers & acquisitions, Shareholder voting, Tech companies, Venture capital firms US Contentious Situations Update Posted by Cristiano Guerra, Institutional Shareholder Services, Inc., on Wednesday, May 30, 2018 Tags: Boards of… [read post]
31 May 2018, 9:45 pm by Bobby Chen
Securities and Exchange Commission (SEC) obtained an emergency court order freezing the assets of Titanium Blockchain Infrastructure Services Inc. to halt “ongoing fraud” related to Titanium’s initial cryptocurrency coin offering. [read post]
31 May 2018, 4:26 pm by Kevin LaCroix
  Background Astellas Pharma U.S. is a pharmaceutical company and the U.S-based subsidiary of Astellas Pharma, Inc. [read post]
31 May 2018, 12:26 pm by Andrew Stoltmann
Steven Pagartanis was previously registered with Woodbury Financial Services in East Setauket, New York from August 2011 until September 2012, Cadaret, Grant & Co. in Setauket from September 2012 until March 2017, and Lombard Securities Inc. in Setauket from September 2017 until March 2018. [read post]
31 May 2018, 12:21 pm by Renae Lloyd
BRS and its CEO also allegedly used fake invoices in the names of two shell companies Davis controlled, the Blackstone Group, Inc. and Afcon Communications, Inc., to cover their tracks. [read post]
31 May 2018, 4:00 am by Malecki Law Team
Malecki Law securities fraud attorneys recently filed a claim against Invesco Distributors Inc, on behalf of this investor alleging their failure to safeguard their client’s assets pursuant to FINRA Rules, SEC Regulations, and securities laws. [read post]
31 May 2018, 4:00 am by Malecki Law Team
Malecki Law securities fraud attorneys recently filed a claim against Invesco Distributors Inc, on behalf of this investor alleging their failure to safeguard their client’s assets pursuant to FINRA Rules, SEC Regulations, and securities laws. [read post]
30 May 2018, 4:26 am by Paul Willetts
 ‘Courtesy calls’ cause close to $40 million in lost revenuesA recent decision of the Court of Appeal for Ontario, MD Physician Services Inc. v. [read post]
29 May 2018, 7:23 am by MBettman
”) In re Columbus Skyline Securities, Inc., 74 Ohio St.3d 495 (1996) (Ohio’s Security Act should be liberally construed in order to serve its purpose of “prevent[ing] the fraudulent exploitation of the investing public through the sale of securities. [read post]