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4 Jan 2011, 7:32 am
Eccleston Law has uncovered the following list of some of the broker-dealers making sales of Provident Royalties, the total sales they made, and the commissions they generated from these sales. [read post]
3 Jan 2011, 1:09 pm
In addition, many ERAs will already have to use Form ADV for their state registrations – using Form ADV allows such advisers to satisfy the state requirement and Rule 204-4 in a single filing. [read post]
3 Jan 2011, 11:19 am
One of the main divisive issues the courts face is how to handle the issue of evidence of "insurance" at trial. [read post]
3 Jan 2011, 11:19 am
One of the main divisive issues the courts face is how to handle the issue of evidence of "insurance" at trial. [read post]
3 Jan 2011, 4:29 am
This initial study’s main limitation is that its sample size is only 207. [read post]
1 Jan 2011, 11:23 am
But an objection to a breach of the employer’s policies, or to an ethical violation, is generally not protected whistleblowing. [read post]
1 Jan 2011, 5:00 am
In some states, hearings are held in conference rooms of a hotel. [read post]
31 Dec 2010, 9:59 am
But it has become a source of conversation on professorial and political blogs, and the concept has generated interest from the Tea Party movement. [read post]
31 Dec 2010, 6:00 am
Already the controversy has generated news articles and main stream media presence. [read post]
29 Dec 2010, 8:58 pm
Cole as Deputy Attorney General. [read post]
29 Dec 2010, 4:05 am
To prepare for 2011, employers should focus their initial compliance efforts on four main areas: 1. [read post]
28 Dec 2010, 7:08 am
Alexander II, an attorney and a member of FizzLaw group. [read post]
28 Dec 2010, 5:43 am
Genger owned the remaining four percent and was its general partner. [read post]
27 Dec 2010, 10:31 am
The 2015 Plan has two main objectives. [read post]
23 Dec 2010, 6:19 am
From the state's point of view, that was worse.I mean, the general ruling - that would never have stood up. [read post]
22 Dec 2010, 3:54 pm
’” Well, it’s the Rhode Island state government, in the person of its risible Attorney General Patrick C. [read post]
22 Dec 2010, 11:04 am
The largest bank in Germany, Deutsche Bank AG, has admitted to criminal wrongdoing and agreed to pay $553.6 million in fines to avoid prosecution in the United States for promoting fraudulent tax shelters which generated $29 billion in "bogus" tax losses. [read post]
22 Dec 2010, 5:05 am
Vance says his main goal is to lower historically low crime rates. [read post]
20 Dec 2010, 9:45 am
In conformity with the TLOA, the Attorney General established the Office of Tribal Justice as a separate component within the organizational structure of the Department of Justice. [read post]
18 Dec 2010, 2:38 pm
Roth also pointed out the current Assistant Attorney General, Lanny Beuer, came from the white collar criminal defense bar, and so, the logic goes, if it made sense to change Justice’s approach, surely he would be the first to so advocate. [read post]