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2 Jan 2012, 2:59 pm
Those lawyers who stay close to their clients, while also fitting time in for business development, will be IN (like "in the money") for 2012.By the way, the article also suggests that clients evaluate their accountant and financial advisor as well as their attorney. [read post]
2 Jan 2012, 10:56 am
The company has full-service e-discovery operations in New York and Phoenix domestically, and London and Hong Kong internationally.Kenyon Group, Inc. acted as financial advisor to De Novo Legal and arranged the transaction. [read post]
30 Dec 2011, 12:37 pm
• You want to work with a financial advisor who works with individual investors. [read post]
30 Dec 2011, 11:23 am
Preliminary annual renewal fees for state registered and SEC registered investment advisors were due by December 12, 2011. [read post]
28 Dec 2011, 1:50 pm
Like the legal industry, the financial services sector has been going through a lot of upheaval. [read post]
23 Dec 2011, 8:57 am
Department of Justice’s Antitrust Division and the Internal Revenue Service. [read post]
22 Dec 2011, 11:00 am
The New York City Comptroller serves as the investment advisor to, custodian and trustee of the New York City Pension Funds. [read post]
22 Dec 2011, 10:44 am
In an earlier letter to the SEC, Financial Services Committee Chair Spencer Bachus (R-AL) said that the proposed regulations are overly broad and would reach significantly more people than Congress intended. [read post]
22 Dec 2011, 8:27 am
Each barrier to access, when alleviated, represents an opportunity for engagement and, if done correctly, an opportunity for financial sustainability. [read post]
20 Dec 2011, 8:45 am
Despite this tremendous financial commitment, our recidivism rates remain stubbornly high. [read post]
18 Dec 2011, 4:47 pm
Finally, a private fund adviser must provide audited financial statements to each investor. [read post]
16 Dec 2011, 10:46 am
Early communication of these issues helps streamline contract review, and further helps facilitate meaningful comments and suggestions back from your advisors. [read post]
16 Dec 2011, 10:46 am
Architects and engineers often tell us that they do not have the time or the financial resources to have an attorney review every single contract that gets signed. [read post]
14 Dec 2011, 4:38 pm
In keeping with the government’s reform plans, commitments were also sought on more deep-seated measures needed to bring lasting adjustment, mainly to tax policy and administration, public financial management, financial sector oversight, and the trade and investment regime. [read post]
14 Dec 2011, 7:47 am
Opponents of a bill that would shift the oversight of investment advisors from the Securities and Exchange Commission (SEC) to another entity such as the Financial Industry Regulatory Authority (FINRA) are gratified that the introduction of the bill has been delayed for several months, according to an aide to House Financial Services Committee Chairman Spencer Bachus, R-Ala. [read post]
14 Dec 2011, 5:31 am
If you are in need of comprehensive condo compliance services, I would recommend my friends at National Condo Advisors. [read post]
12 Dec 2011, 12:31 pm
In so doing, the court noted that, "although they would not change the court’s view in this case, two additional pieces of information would be useful in future applications: (1) any information that a financial advisor agrees with . . . [read post]
10 Dec 2011, 2:30 pm
With these Guidelines, the Division has indicated that public companies and their advisors should focus greater attention on how disclosure obligations under the federal securities laws may be affected by the potential financial and operational impact of cybersecurity breaches. [read post]
9 Dec 2011, 9:56 am
Your financial advisor can help you set up one of these accounts (although you might want to check with my parents’ special needs trust lawyer to be sure the account is titled correctly, and that the government benefit program rules which deal with these types of accounts haven’t changed). [read post]
9 Dec 2011, 9:56 am
Moreover, it should preserve investor access to and choice among suitable financial products and services delivered by qualified financial professionals. [read post]
