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14 Feb 2018, 2:57 pm by Kevin LaCroix
Each year our Year in Review comments on significant securities-related decisions by the Supreme Court, federal appellate courts and district courts, notes key developments in SEC enforcement, and summarizes significant rulings in state law fiduciary litigation against directors and officers of public companies. [read post]
13 Feb 2018, 11:04 am by Adam Levitin
That's not the case with several key consumer financial product markets:  debt collection, loan servicing, and credit reporting. [read post]
13 Feb 2018, 10:05 am by Jamie Greenwood and Hannah Meakin
This date aligns with the implementation of the European Banking Authority (EBA) revised guidelines on internal governance under the CRD IV and the joint EBA and European Securities and Markets Authority guidelines on the assessment of the suitability of members of the management body and key function holders under the CRD IV and MiFID II. [read post]
13 Feb 2018, 6:31 am by Anonymous
Bitcoin can be used with no intermediary, such as a bank. [read post]
13 Feb 2018, 4:00 am by Asher Susser
It has two key components: selectivity and de-contextualization. [read post]
13 Feb 2018, 3:58 am by Steve Dickinson
The key to a standard force majeure provision is that neither party is required to perform. [read post]
12 Feb 2018, 12:22 pm by Colby Pastre
A key trade-off we all face is whether to consume today or save and invest for tomorrow. [read post]
12 Feb 2018, 10:18 am by Tom Kosakowski
Key to ensuring the procedures work, the Office of the Ombudsman (Ombudsperson) was created to provide impartial representation for a student in a dispute between the administration, faculty, or other students. [read post]
12 Feb 2018, 10:14 am by Shant Boyajian
A key indicator for the infrastructure proposal’s success on Capitol Hill will be whether congressional negotiators start from the premise that any new infrastructure legislation must supplement, and not replace, existing federal spending. [read post]
12 Feb 2018, 5:00 am by Barry Sookman
Last week Fairplay Canada filed an application with the Canadian Radio-television and Telecommunications Commission (CRTC), asking for a new tool to help Canadian creators to combat online theft of their content by illegal piracy websites. [read post]
11 Feb 2018, 7:00 am by Douglas A. Ollivant
But at least the key problem has been identified, and the low-hanging fruit taken, while the path for further improvement is marked. [read post]
8 Feb 2018, 12:46 pm by Christopher Boone
A key takeaway of the hearing was a concern among regulators and Committee members of opportunistic fraud taking place amid the hype around virtual currencies, also commonly known as cryptocurrencies. [read post]
8 Feb 2018, 4:07 am by Simon Lovegrove
In relation to Daniele Nouy’s statement key points include: the ECB expects banks to invest in strong risk management. [read post]
7 Feb 2018, 7:21 pm by Adam Levitin
” Credit scores have become a metric of self worth and the perceived key to success. [read post]
7 Feb 2018, 2:56 pm by Adam Levitin
This is a problem that exists throughout the bank regulation system, but the only really controversial guidance from the CFPB is its indirect auto lending guidance that tells indirect lenders that the CFPB expects them not to permit dealers to engage in discriminatory markups on auto loans. [read post]
7 Feb 2018, 11:26 am by John D. Socknat and Stacey L. Valerio
The Conference of State Bank Supervisors (CSBS) announced yesterday that seven states have agreed to a multi-state compact that, according to the CSBS, “standardizes key elements of the licensing process for money services businesses (MSB). [read post]