Search for: "The Trader"
Results 6061 - 6080
of 6,466
Sorted by Relevance
|
Sort by Date
31 Oct 2009, 3:00 am
This week's enforcement report from the U.S. [read post]
4 Feb 2009, 7:44 am
• And with the related explosion of the volume of credit derivatives, enabling investors and traders to hedge underlying credit exposures, or to create synthetic credit exposures. [read post]
1 Feb 2010, 6:36 am
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products;… [read post]
16 Apr 2012, 6:01 am
Jane Ginsburg: emerging concepts of IP rights and limitations; each paper paired with commentary from a different jurisdiction, usually US/EU. [read post]
28 Nov 2011, 8:57 pm
MF Global's Missing Customer Funds and Its Implications on the Futures Industry By R. [read post]
4 Jan 2018, 10:59 am
Happy 2018 to our readers! [read post]
3 Sep 2024, 6:00 am
She spent years as a trader on Wall Street and in the world of venture capital, acquiring the quantitative chops that distinguish her from many policy analysts. [read post]
18 May 2016, 5:45 am
Among the decisions that the Supreme Court issued this past Monday was its unanimous ruling in Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
27 Jan 2008, 1:08 am
Riding the downward tide of the global capital markets, Indian stock prices too tumbled 1,408 points on Monday, January 21, 2008 making investors poorer by $155 billion in a single day. [read post]
7 Aug 2007, 11:03 am
The individuals who worked as traders for FMR Co., the investment advisor to the Fidelity family of funds, received gifts and entertainment valued at hundreds of thousands of dollars from employees of brokerage firms who sought business from FMR Co. [read post]
5 Aug 2022, 12:30 pm
Which is why a securities exchange put up a "speedbump" of 350 microseconds (1/11th the blink of an eye) to try to slow down "latency arbitrage" among its traders. [read post]
22 Jan 2019, 2:13 am
Mainly different because barristers don’t (generally) work in a ‘firm’ or company, but are independent sole traders who club together to pay for a room in chambers and share clerks (employed staff who receive enquiries, get in work and allocate it). [read post]
12 Feb 2008, 8:41 am
Shareholders in Canada have filed several new proposals at this year's bank meetings that seek greater executive pay accountability, greater disclosure of investments in hedge funds and subprime mortgages, and rewards for long-term holders. [read post]
22 Jun 2011, 2:00 am
On July 16th, there are certain swaps related provisions of the Dodd-Frank Act that are scheduled to take effect automatically, without need for rulemaking. [read post]
3 Nov 2010, 1:06 pm
Well, you stick to being an agrarian economy and you don’t charter a national bank “There is a lot of thought going into trying to figure out what the Fed is going to do,” said Martin Mitchell, head government bond trader at the Baltimore unit of Stifel Nicolaus & Co., a St. [read post]
1 Aug 2011, 7:59 am
Village traders I was thus aware at a young age of conflicting values at the intersection between western concepts of the law, its formal and Latinate expression and punctilious enforcement, and the needs of rural black communities; the problematic role that language played in the adversarial ritual of criminal court procedure, alien to many participants; and the difficulties inherent in responding to the needs of very large and widely geographically dispersed poor and disenfranchised… [read post]
15 Dec 2008, 2:00 pm
(No surprise, considering the gold mine of allegations in the SEC case against the legendary trader.) [read post]
12 Oct 2011, 6:09 pm
With respect to covered trading activities, Appendix C would require that internal policies and procedures specify how the banking entity identifies its trading accounts and require identification of the trading activity in which the banking entity is engaged and how that activity is organized.The policies and procedures must also thoroughly articulate the mission, strategy, risks, and compliance controls for each trading unit; include for each trader a mandate that describes the scope of… [read post]
26 Jan 2011, 5:39 am
Better Have a Good Reason - http://bit.ly/fhc77d (Paul Asfendis) Wall Street Traders Trust Computers, Why Don’t Lawyers? [read post]
31 Mar 2011, 1:20 pm
The WSJ reports that: David Sokol, widely seen as the leading contender to succeed billionaire Warren Buffett at the helm of Berkshire Hathaway Inc., defended himself Thursday morning after resigning unexpectedly amid surprising revelations about his personal stock trading. [read post]
