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5 Jan 2021, 8:41 am
The customer alleged the firm, identified as NEXT Financial Group, failed to supervise Radoo’s outside business activity. [read post]
5 Jan 2021, 8:41 am
The customer alleged the firm, identified as NEXT Financial Group, failed to supervise Radoo’s outside business activity. [read post]
28 Oct 2020, 6:08 pm
Did he financially exploit Zarre? [read post]
11 Mar 2013, 1:41 pm
Before we do that, I need to clear up another myth that, like the belief in the efficacy of consumer financial education, is deeply ingrained: the loan shark myth. [read post]
15 Mar 2009, 12:53 pm
The Treasury Department has converted its preferred shares in Citigroup into common equity, giving it a position of up to 36% of Citi’s outstanding voting equity. [read post]
26 May 2010, 9:56 am
The move has been denounced in Québec City by Raymond Bachand, the Québec Finance Minister. [read post]
16 Dec 2007, 1:01 am
Based on those purely financial considerations, the City argued, damages should not exceed $1 million. [read post]
16 Jun 2010, 8:00 am
DiNapoli today announced his office completed an audit of the Yonkers City School District. [read post]
7 Apr 2018, 10:00 am
Contact Our Kansas City Student Loan Lawyers Our Kansas City student loan lawyers could help borrowers who are struggling with repayment. [read post]
3 Nov 2007, 4:04 am
"He also thanked his wife, mother, and children for standing by him despite the "emotional, financial, and physical" toll of his prosecution. [read post]
27 Jul 2011, 9:30 am
In a few minutes, I'll join a meeting of the State Financial Control Board to discuss the City's recently adopted budget and four-year financial plan. [read post]
22 May 2023, 8:18 am
To receive financial compensation, however, you may have to file a lawsuit. [read post]
26 Mar 2010, 7:13 pm
" A major, and continuing, part of the financial crisis relates to the struggling housing market. [read post]
29 Nov 2010, 6:00 am
One of the toughest challenges facing financial regulators charged with implementing Volcker rule restrictions on proprietary trading will be distinguishing those activities from legitimate market-making trades that financial firms routinely… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
15 Mar 2010, 4:50 am
Financial statement preparers, auditors, and users are pleased with the SEC’s decision to continue striving for adoption of international financial reporting standards, but also note time is running short for achieving a major condition for that adoption—substantial convergence of FASB and IASB rules. [read post]
18 May 2010, 7:53 am
May 11 introduced an amendment to the Senate financial regulatory reform bill (S. 3217) that would provide the Treasury Department broad new authority to impose financial sanctions against jurisdictions… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
9 Mar 2010, 4:18 am
Many banks will have to start applying new accounting rules in July aimed at tightening use of a business-friendly derivatives reporting exception that has figured in the financial crisis. [read post]
3 Oct 2011, 9:40 am
Before he was elected, Williams was the city's independent chief financial officer, and he was the first chief financial officer for the U.S. [read post]
31 Aug 2010, 6:43 am
Retail financial services firms are facing hundreds of new regulations under a newly minted financial reform law, but the real compliance test for a specific product or service may boil down to just one question: Is it fair? [read post]
13 Apr 2010, 4:15 am
Comptroller of the Currency John Dugan told the Financial Crisis Inquiry Commission April 8 that regulators should have done a better job overseeing mortgage underwriting among bank and nonbank lenders. [read post]
