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28 Nov 2011, 8:57 am
Since passage of the Investment Advisor’s Act of 1940 – 71 years ago – no special definition of the “fiduciary duty” of financial advisors has been necessary. [read post]
28 Nov 2011, 7:00 am
Two of those amazing people are Charles Green (Blog/Twitter) and Andrea Howe (Blog/Twitter), who’ve just co-authored the sequel to one of the best books for professional service providers of all times, The Trusted Advisor. [read post]
24 Nov 2011, 12:21 am
If Obama had been listening, he might . . . have had a better feel for the crisis happening with users of real estate, not just developers and financiers. [read post]
23 Nov 2011, 10:30 pm
For example if your target market is senior citizens with assets of over $200,000.00, you most likely would target financial advisors, senior or community centers, and even assisted living or nursing home facilities. [read post]
Elder Abuse: Perpetrators Are Typically Lawyers, Investment Advisors, Accountants or Close Relatives
22 Nov 2011, 1:18 pm
To read more: http://www.bellinghamherald.com/2011/11/17/2274709/in-financial-scams-of-elderly.html If you are looking for an elder abuse attorney, Russo & Kieck is a full service law firm in Hackensack–directly across the street from the Bergen County Courthouse. [read post]
21 Nov 2011, 12:49 am
” The bank is alleged to have aided the scheme by providing banking services including loans and by encouraging bank customers to use Summit’s services. [read post]
19 Nov 2011, 2:44 pm
A private equity fund is raised and managed by investment professionals of a specific private equity firm (the general partner and investment advisor). [read post]
19 Nov 2011, 12:52 pm
Instead, plan to discuss your overall situation and goals with trusted advisors. [read post]
17 Nov 2011, 9:28 am
At the end of the day, area seniors should look into the experience, reputation, and recommendations of all those from who they seek financial counsel, from New York elder law attorneys and accountants to investment advisors. [read post]
16 Nov 2011, 6:38 pm
Spoken at length with existing and former franchisees and discussed all aspects of the deal with trusted advisors. [read post]
16 Nov 2011, 7:09 am
Firms Post Rising Revenues for First Half of Financial Year - http://bit.ly/vtXv69 (Friederike Heine, Suzi Ring) Web Standards Body Proposes Universal ‘Do Not Track’ System – http://bit.ly/rYKrGI (Pinsent Masons) What is Oracle Getting From Endeca? [read post]
15 Nov 2011, 1:57 am
Segregation of customer funds is the cornerstone that assures the financial integrity of our markets and any violation of these segregation requirements cannot be tolerated. [read post]
14 Nov 2011, 7:50 am
With input from their financial and legal advisors, Canadian sellers often strategize on whether to undertake an extensive market canvass of prospective buyers or focus on a select, targeted group of strategic and/or financial participants. [read post]
14 Nov 2011, 3:00 am
He now heads up the entrepreneurial services group at Smith & Williamson, a diversified financial services group based in the U.K. [read post]
14 Nov 2011, 3:00 am
He now heads up the entrepreneurial services group at Smith & Williamson, a diversified financial services group based in the U.K. [read post]
12 Nov 2011, 12:15 pm
It appears to have been intended primarily to regulate financial advisors to municipalities that have not been previously regulated. [read post]
11 Nov 2011, 9:58 am
Many investors do not realize that the terms Financial Analyst, Financial Advisor, Financial Consultant, Financial Planner, Investment Consultant or Wealth Manager are simply generic terms or job titles commonly used by stockbrokers and investment advisors. [read post]
10 Nov 2011, 9:31 am
Financial advisors and accountants: In these types of jobs, people are responsible for other people's finances, but have no control over the market. [read post]
10 Nov 2011, 8:01 am
” It continues: “In connection with the continued economic uncertainty, groups such as Occupy Wall Street and Anonymous, have targeted the financial services industry as part of their protest against the perceived lax regulation of the financial sector and economic inequality. [read post]
9 Nov 2011, 12:43 pm
So there are opportunity costs, financial costs, legal costs and reputational costs. [read post]
