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2 Sep 2008, 8:43 pm
[See also, Section 30A of the Securities & Exchange Act of 1934.] [read post]
19 Aug 2009, 2:11 am
FINRA Announces Date of First Series 79 Exam The new investment banking exam, the Series 79, will be available for those first new test takers on November 2, 2009 at any of the FINRA testing centers (Pearson and Prometric). [read post]
6 Oct 2017, 8:17 am
Lenders covered by the rule include nonbank entities as well as banks and credit unions. [read post]
22 Feb 2018, 8:00 am
Other phishing campaigns with malicious attachments install ransomware; malware that collects banking details, credentials or other sensitive data; or remote access tools, signaling to the attacker when a catch is on the line. [read post]
28 Feb 2009, 11:05 am
Among many other investors, banks had purchased enormous numbers of these mortgage backed securities. [read post]
5 Nov 2010, 1:38 pm
Secure Computing Corp., No. 06-CV-369, slip op. [read post]
16 Sep 2022, 6:05 am
Reagan and Gorbachev met for the first time in Geneva in the fall of 1985. [read post]
26 Jun 2015, 12:19 pm
And in the first ISIS-related attack in the Gulf, 27 were killed and 202 wounded in an attack on a Shia mosque in Kuwait. [read post]
1 Feb 2022, 6:39 am
Jim Banks (R-Ind), constitutes the Republican’s alternative to the America COMPETES Act. [read post]
1 Apr 2014, 2:19 pm
RRNs are also extensively used for identification in banking and online services, but such use has been under criticism after several massive security breaches of banks and online service providers. [read post]
24 Jun 2013, 12:58 pm
Over the next few weeks I'll write about why the first two ideas are myths. [read post]
16 Feb 2007, 7:48 am
Zions' Plan In 2006, Zions, a Utah-based banking company, developed a class of securities, known as "Employee Stock Option Appreciation Rights" or ESOARS, that mimic the returns realized by employee recipients of stock option grants. [read post]
31 Jan 2015, 1:20 pm
Regrettably, the judgment still leaves room for speculation which court would be competent if the bank account from which the investor paid for the securities were located outside his domicile. [read post]
28 Jan 2013, 11:01 am
Security — will the promissory note be secured or unsecured? [read post]
21 Sep 2009, 10:36 am
" Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
30 Jan 2017, 8:27 am
This means that the recipient will first receive his or her income, whether it is Social Security, OPERS, STRS or pension, in his or her personal bank account. [read post]
12 Oct 2021, 8:50 pm
The government’s vision is for a payments sector at the forefront of technology and innovation in which the full potential of Open Banking enabled payments is unlocked safely and securely. [read post]
27 Jan 2021, 4:03 pm
Capitol features multiple discrepancies with the public record, while the first federal indictment of mob participants details the specific legal charges that likely will be brought against others, according to the documents in the National Security Archive’s first 'January 6 Sourcebook' posted today. [read post]
24 Jan 2023, 10:00 am
Insurance was one of the first industries regulated as a public utility and remains subject to public utility regulation in many states. [read post]
12 Dec 2023, 1:05 pm
Instead of investing the funds, Corsaro allegedly spent the money on personal expenses and deposited it into personal and business bank accounts. [read post]
