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24 Jun 2011, 5:11 am by Susan Gainen
Has the plant-watering service been cancelled? [read post]
8 May 2018, 8:55 am by Silver Law Group
  Carlos Antonio Rodriquez   UBS Financial Services Inc   Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
17 Oct 2018, 2:51 am by Simon Lovegrove (UK)
On 16 October 2018, there was published Consultation Paper 18/31: Increasing the award limit for the Financial Ombudsman Service (CP18/31). [read post]
For Northstar Financial Services (Bermuda), Fixed-Rate Annuity Investors Filing A Broker Fraud Lawsuit May Be Only Option. [read post]
10 Feb 2020, 10:42 am by Alan S. Kaplinsky
On February 12, 2020, the House Financial Services Task Force on Artificial Intelligence will hold a hearing titled, “Equitable Algorithms: Examining Ways to Reduce AI Bias in Financial Services. [read post]
On 14 September 2023, the Financial Ombudsman Service (FOS) published its quarterly complaints data for Q1 2023/24. [read post]
With the first compliance deadline now less than two months away, the New York Department of Financial Services (NYDFS) has provided additional clarity concerning its new Cybersecurity Requirements for Financial Services Companies (the “Cybersecurity Regulation”) by publishing an update to previously issued Frequently Asked Questions. [read post]
26 Nov 2009, 12:04 pm by David Jacobson
The Minister for Financial Services, Superannuation and Corporate Law, Chris Bowen MP, has released draft legislative amendments to provide a free superannuation clearing house service to small businesses. [read post]
6 Jun 2017, 1:29 pm by Tim Wright
The European Banking Authority (EBA) has opened a consultation on its draft recommendations for financial institutions outsourcing to cloud service providers across all cloud-related domains including infrastructure as a service, platform as a service and software as a service. [read post]
23 Apr 2014, 3:33 am by David DePaolo
The basic job of underwriting is to determine how much money is needed from the customer to support the product or service provided and still be able to generate an investment return that will satisfy shareholders.The average rate of return on invested capital in the P&C business is about 10%, and the workers' compensation industry follows this average very closely.Moreover, when examining the cycles, Shuford correctly points out that the work comp line really isn't much… [read post]
6 Dec 2009, 11:43 pm
The Act, amongst other things, makes margin lending facilities a financial product and requires that issuers and advisers of margin lending facilities hold an Australian Financial Services Licence (AFSL). [read post]
4 Nov 2013, 8:55 pm by Connie Crosby
If many departments do not understand what information services do (or could do) it is not their fault. [read post]
25 Sep 2017, 5:00 am by John Jascob
The EC’s vice president for financial stability, financial services and capital markets union said in a news release that the reform package will make it easier for EU companies to operate across borders, and to take advantage of new opportunities in fintech and sustainable and green finance. [read post]
24 Nov 2009, 7:01 pm
   Applying this "dichotomy" may lead to counter-intuitive results where the employer is in the business of selling financial products and services to the public. [read post]
10 Oct 2023, 9:42 am by Harbir Deol
Financial Services and Markets Act 2000 (“FSMA”), and the Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 (“FPAO 2023”),[4] which in turn brings so-called “qualifying cryptoassets” into the financial promotions regime set out in the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Financial Promotion… [read post]
16 Feb 2024, 9:11 am by jeffreynewmanadmin
According to the indictment, between December 2019 and July 2021, Wang, Al Habsi and unnamed co-conspirators negotiated and completed sales of sanctioned oil from the Islamic Republic of Iran to the People’s Republic of China using the services and funds of U.S. persons and financial institutions, without prior authorization or a license from the U.S. [read post]
3 May 2011, 2:17 pm by James Hamilton
Carolyn Maloney (D-NY), Ranking Member of the Financial Services Subcommittee on Financial Institutions and Consumer Credit. [read post]