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4 Jun 2020, 12:21 am by Kevin LaCroix
Retaining outside legal advisors to assess a company’s reporting and monitoring protocols is also best practice. _____________________ Brent A. [read post]
11 Jul 2018, 12:54 pm by Tim Springer
Hartford Financial Services Group, or “The Hartford” as it is commonly known, is an investment and insurance company based in Hartford, Connecticut. [read post]
13 Aug 2024, 1:09 pm by Law Office of Matthew L. Sharp
” Instead, you can discuss with a financial advisor the type of program that lets you save and grow your money. [read post]
24 May 2016, 1:49 pm by Edward DeLisle and Maria Panichelli
Indeed, in most states, a contractor cannot sue a design professional for purely financial losses (as opposed to property damage or personal injury) if there was no contract between the contractor and the professional. [read post]
Indeed, in most states, a contractor cannot sue a design professional for purely financial losses (as opposed to property damage or personal injury) if there was no contract between the contractor and the professional. [read post]
30 Dec 2011, 11:23 am by Hedge Fund Lawyer
Preliminary annual renewal fees for state registered and SEC registered investment advisors were due by December 12, 2011. [read post]
23 Jul 2019, 4:30 pm by Kevin LaCroix
”   President Trump is also lining up against some of his own political appointees and advisors. [read post]
15 Sep 2022, 2:56 pm by Cynthia Marcotte Stamer
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government… [read post]
19 Dec 2022, 5:58 pm by Cynthia Marcotte Stamer
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial service [read post]
2 May 2022, 2:12 pm by Cynthia Marcotte Stamer
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government… [read post]
(ii) The committee may rely on independent advisors of its choice, within the maximum budget (for each single transaction) eventually established by the Procedures. [read post]
23 May 2022, 4:05 am by Joseph Parise
These fund managers market their years of financial services experience to ostensibly show an ability to yield superior returns. [read post]
29 Apr 2019, 10:28 am by William Ford
Jacob Lew, the former treasury secretary, will deliver keynote remarks, followed by a panel discussion involving Peter Harrell, the former deputy assistant secretary of state for counter threat finance and sanctions; David Cohen, the former deputy director of the CIA; Elizabeth Rosenberg, the former senior advisor to the undersecretary of the treasury for terrorism and financial intelligence; Adam Szubin, the former acting undersecretary of the treasury for terrorism and… [read post]
29 May 2017, 3:00 am by Biglaw Investor
This method is a little more complicated but with the help of qualified professional tax/financial advisor should be pretty easy. [read post]
22 Oct 2021, 6:20 am
Posted by Harry DeAngelo (USC), on Wednesday, October 20, 2021 Tags: Capital structure, Cash flows, Corporate debt, Leverage, Liquidity Sustainability Reporting: A Gap Between Words and Action Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, October 20, 2021 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Proxy advisors, Say on… [read post]
17 Oct 2013, 10:03 am by Beth Graham
  After receiving the investment advice, McLendon purchased notes using VSR Financial Services (“VSR”) as a broker. [read post]
21 Oct 2010, 7:06 am by Dennis Hursh
  Dimensional Fund Advisors is an investment advisor registered with the Securities and Exchange Commission. [read post]
13 Sep 2021, 9:03 pm by Jasmin Sethi
Even if the proposed rule were issued by the SEC, a company that provides other employee benefits to nonemployees could incur fines and penalties from the Internal Revenue Service (IRS) and the U.S. [read post]
12 Jun 2020, 9:10 am by Bruce Zagaris
” The Executive Order also refers to the enactment in 2002 of the American Service-Members’ Protection Act,[4] which “rejected the ICC’s overbroad, non-consensual assertions of jurisdiction. [read post]