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5 May 2020, 10:18 am by Oksana G. Wright
Oksana Wright and Charles DeMonaco discuss the management and corporate compliance measures for the companies to prioritize during the time of cost-cutting and uncertainty: https://www.corporatecomplianceinsights.com/corporate-compliance-during-covid-19/ [read post]
7 May 2010, 11:30 am by Securites Lawprof
Donohue, Director, Division of Investment Management) on increasing transparency in the municipal markets at Investment Company Institute 2010 General Membership Meeting. [read post]
11 Jan 2011, 10:44 am by Securites Lawprof
FINRA announced that it has ordered Charles Schwab & Company, Inc., to pay $18 million into a Fair Fund to be established by the Securities and Exchange Commission (SEC) to repay investors in YieldPlus, an ultra short-term bond fund managed... [read post]
1 May 2012, 7:08 pm by By MICHAEL J. DE LA MERCED
Highfields Capital Management on Tuesday publicly named three candidates for the board of CoreLogic, continuing an effort to revamp the data analytics provider after the company called off a sale of itself. [read post]
17 Jan 2020, 3:29 pm by Steve Bainbridge
Bloomberg: Environmental and consumer groups, for example, accuse index managers of shirking their broader social responsibilities, such as by not divesting the shares of fossil fuel companies or by... [[ This is a content summary only. [read post]
23 Jun 2009, 12:48 pm
The Deal Professor says the Huntsman settlement appears to be a good deal for the chemical company, both in its suit against Credit Suisse and Deutsche Bank and in its dealings with Apollo Management. [read post]
23 Jun 2007, 8:51 am
Zell is using an ESOP/Sub S structure to unwind a double tax on the Tribune Company and use... [read post]
1 Aug 2008, 8:56 pm
The Vice Chancellor denied summary judgment on a claim by shareholders that the management of Lyondell Chemical has sold the company to Basell AF for an... [read post]
11 Jun 2010, 8:10 am by By DEALBOOK
Foster, managing director of Current Capital, explains that while splitting the leadership of a company and its board generally improves governance, the quality of the people is the key factor for success. [read post]
14 May 2010, 3:58 am by By DEALBOOK
Although price pressures in the U.S. economy are currently muted, inflation could accelerate in the United States in the next three to five years, the chief of Pimco, the world's biggest bond fund management company, said on Thursday. [read post]
2 Jul 2010, 11:59 am by Nonprofit Blogger
The Chronicle of Philanthropy reports that charity endowments grew by an average of 21 percent in 2009, according to two studies by the Commonfund Institute, the research arm of Commonfund, a company in Wilton, Connecticut, that manages the investments of... [read post]
23 Mar 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) on March 9 proposed new rules to enhance and standardize disclosures relating to the risk management, strategy, governance, and incident reporting requirements of cybersecurity applicable to public companies (registrants). [read post]
23 Mar 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) on March 9 proposed new rules to enhance and standardize disclosures relating to the risk management, strategy, governance, and incident reporting requirements of cybersecurity applicable to public companies (registrants). [read post]
22 Jan 2007, 11:32 pm
He surveys large investment managers that make the simple point that SOX makes a companies financial better. [read post]
24 Jun 2011, 12:59 pm by By AZAM AHMED
In a memo to investors, the hedge fund manager John Paulson said he lost roughly $100 million on the Chinese timber company, whose shares have plunged amid questions about its finances. [read post]
21 Feb 2016, 7:03 pm by Bill Henderson
This Tuesday at 11 am PT /2 pm ET, Clio, a leading cloud-based practice management company, will be offering a provocative webinar on Legal Artificial Intelligence. [read post]
17 Aug 2011, 3:48 pm by By KEVIN ROOSE
The bond manager Jeffrey Gundlach testified that he never told investors at Trust Company of the West to take their money out of the firm's funds after he was fired. [read post]
4 May 2012, 9:29 am by By MICHAEL J. DE LA MERCED
JPMorgan Chase, one of the underwriters for the social network's initial public offering, decked out its headquarters at 270 Park Avenue in Manhattan with Facebook paraphernalia in anticipation of a visit from company management. [read post]
24 Jan 2023, 11:52 am by Terkel
 ~ ley Beam, Managing Attorney, Douglas R. [read post]