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28 Feb 2022, 7:35 am
Recently, Congress passed an amendment to the Federal Arbitration Act that ended mandatory arbitration for sexual harassment claims. [read post]
28 Feb 2022, 6:22 am
H.R.4445 [117th] Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 Subscribe to In Custodia Legis – it’s free! [read post]
28 Feb 2022, 5:18 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Feb 2022, 5:00 am
When deciding whether to stay or compel arbitration sought pursuant to Article 75 of the CPLR, the Appellate Division explained that courts are "concerned only with the threshold determination of arbitrability, and not with the merits of the underlying claim" and judicial restraint under the public policy exception is particularly appropriate in arbitrations involving public employment collective bargaining agreements. [read post]
28 Feb 2022, 5:00 am
When deciding whether to stay or compel arbitration sought pursuant to Article 75 of the CPLR, the Appellate Division explained that courts are "concerned only with the threshold determination of arbitrability, and not with the merits of the underlying claim" and judicial restraint under the public policy exception is particularly appropriate in arbitrations involving public employment collective bargaining agreements. [read post]
28 Feb 2022, 3:42 am
Three-Handed Dilemma Grabs NYAG, NYPPEX, Laurence Allen, and FINRA (BrokeAndBroker.com Blog)Wells Fargo Slammed With $1 Million Defamation/Fraud Award in FINRA ArbitrationIn the Matter of the Arbitration Between Aaron Olson, Claimant, v. [read post]
28 Feb 2022, 3:42 am
No Good Deed Goes Unpunished As FINRA Sanctions Rep For Lending Money to Friend (BrokeAndBroker.com Blog)Wells Fargo Slammed With $1 Million Defamation/Fraud Award in FINRA ArbitrationIn the Matter of the Arbitration Between Aaron Olson, Claimant, v. [read post]
28 Feb 2022, 3:42 am
Federal Courts and FINRA Arbitrators Consider If A Terminable-At-Will Employee Can Be Wrongfully Terminated (BrokeAndBroker.com Blog)Founder of Fraudulent Cryptocurrency Charged in $2 Billion BitConnect Ponzi Scheme (DOJ Release)SEC Charges Delaware-Based Investment Adviser and Its Principal with Conducting a Fraudulent "Cherry-Picking" Scheme (SEC Release)U.S. [read post]
28 Feb 2022, 3:42 am
Wells Fargo Advisors, LLC, Respondent (FINRA Arbitration Award)SEC Charges Former Broker for Stealing from Elderly Investors (SEC Release)SEC Charges Investment Adviser with Failing... [read post]
28 Feb 2022, 3:00 am
Former MSC-BD Broker Robert Fehrman Made Unsuitable GPB Private Placement Recommendations A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded a widow $221K in compensatory damages, legal fees, and costs against brokerage firm MSC-BD, LLC over losses she sustained in GPB private placements. [read post]
28 Feb 2022, 2:00 am
In the proposed appeal: (i) What is the correct approach to an application to reconsider an order after it has been made, but before it has been sealed, (ii) Whether the Court of Appeal erred by interfering in the judge’s exercise of her discretion in relation to the jurisdiction to reconsider an order, and (iii) Whether FAAN, the applicant seeking reconsideration of the order, required relief from sanctions under the Civil Procedure Rules in circumstances where the relevant order only… [read post]
28 Feb 2022, 1:44 am
Mediation Mediation is a process whereby a trained mediator helps you to reach an agreement. [read post]
27 Feb 2022, 11:32 am
Continue reading The post FAQ – Liquidation of Investment Funds – South Florida FINRA Arbitration and Commercial Litigation Attorney appeared first on South Florida Arbitration & Litigation Lawyer Blog. [read post]
27 Feb 2022, 2:33 am
(The refusal to enact section 40, above, effectively denies the public an alternative path through low-cost arbitration). 8. [read post]
26 Feb 2022, 9:33 am
The Mavrick Law Firm represents corporations and their owners in business litigation, non-compete agreement litigation, trademark infringement litigation, employment law, and other legal disputes in federal and state courts and in arbitration. [read post]
26 Feb 2022, 8:54 am
(FINRA Case #2017054381603) The post Negligent Misrepresentations and Omissions of Material Facts – South Florida FINRA Arbitration and Litigation Attorney appeared first on South Florida Arbitration & Litigation Lawyer Blog. [read post]
26 Feb 2022, 8:32 am
Continue reading The post Broker/Dealer Requirements Relating to a Contingency or Best Efforts Offering – South Florida Securities Arbitration and Litigation Attorney appeared first on South Florida Arbitration & Litigation Lawyer Blog. [read post]
26 Feb 2022, 8:25 am
Continue reading The post Contingency or Best Efforts Offering – South Florida FINRA Arbitration and Litigation Attorney appeared first on South Florida Arbitration & Litigation Lawyer Blog. [read post]
26 Feb 2022, 6:45 am
Arbitration or mediation. [read post]
25 Feb 2022, 2:37 pm
The Act amends the Federal Arbitration Act to permit claimants alleging sexual assault or harassment to elect out of otherwise binding arbitration provisions from pre-suit agreements. [read post]
