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26 May 2020, 5:43 am
A similar claim, excessive trading, under FINRA’s suitability rule involves just the first two elements. [read post]
25 May 2020, 9:00 pm
The Ninth Circuit correctly ruled that the California orders are constitutional for these reasons. [read post]
25 May 2020, 7:37 am
In the words of Justice Robert Jackson, if a “[c]ourt does not temper its doctrinaire logic with a little practical wisdom, it will convert the constitutional Bill of Rights into a suicide pact. [read post]
25 May 2020, 3:10 am
The debate over the rules would start on May 28, the first day that Ben Franklin arrived at the Convention. [read post]
24 May 2020, 6:51 pm
District Judge Robert Hinkle ruled that Florida’s procedures amounted to an ‘unconstitutional pay-to-vote system. [read post]
24 May 2020, 1:55 pm
Reagan shortlisted no one for the position of chief, and shortlisted only Robert Bork with Scalia. [read post]
23 May 2020, 5:38 pm
In the words of Justice Robert Jackson, if a "[c]ourt does not temper its doctrinaire logic with a little practical wisdom, it will convert the constitutional Bill of Rights into a suicide pact. [read post]
22 May 2020, 10:28 am
Commerce Department announced a new rule that will block Huawei from purchasing certain semiconductor chips built with U.S. [read post]
22 May 2020, 6:02 am
Wright and Kiel Sauerman, Gibson, Dunn & Crutcher LLP, on Wednesday, May 20, 2020 Tags: Boards of Directors, Business judgment rule, Controlling shareholders, Delaware cases, Delaware law, Fairness review, Merger litigation, Mergers & acquisitions, Shareholder suits SeLFIES: A New Pension Bond and Currency for Retirement Posted by Robert C. [read post]
22 May 2020, 3:00 am
A recent ruling could set back efforts by states including California, New York, and Washington to fill the breach left by federal regulators. [read post]
21 May 2020, 9:45 am
The Supreme Court yesterday temporarily blocked the release of parts of the report prepared by Special Counsel Robert Mueller, according to the New York Times. [read post]
21 May 2020, 7:38 am
Dissent Justice Samuel Alito dissented, in an opinion joined by Chief Justice John Roberts and Justice Elena Kagan. [read post]
21 May 2020, 7:12 am
Murray, Robert SW Financial Joseph Stone Capital LLC Oplinger, Todd IFS Securities Ridgeway & Conger, Inc Rangel, Jesse TD Ameritrade, Inc Morgan Stanley Stokes, Dain LPL Financial LLC Edward Jones Thrush, Steven Summit Brokerage Services, Inc Cambridge Investment Research, Inc Washington, Robert FINRA makes this information available, in part, to inform investors… [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC… [read post]
21 May 2020, 4:07 am
At Reuters, Lawrence Hurley reports that the lower court “agreed with a judge’s decision that the House, in its impeachment investigation, was engaged in a judicial proceeding exempt from secrecy rules that typically shield grand jury material from disclosure. [read post]
20 May 2020, 5:47 pm
” The federal government asked the justices to put these rulings on hold while it appeals to the U.S. [read post]
20 May 2020, 2:06 pm
Today the Supreme Court blocked the disclosure to the House Judiciary Committee of grand jury materials from the investigation by Special Counsel Robert Mueller. [read post]
20 May 2020, 3:00 am
Campaign Finance National: “Phantom Super PAC Says It Returned Donations” by Zach Montellaro for Politico Elections California: “San Diego Ballot Measures for Ranked Choice Voting, ‘Clean Elections’ Take Key Step Forward” by David Garrick for San Diego Union Tribune Ethics National: “House Tells Supreme Court That Mueller Grand Jury Material Is Needed Now” by Robert Barnes and Ann Marimow (Washington Post) for Laredo Morning Times National:… [read post]
19 May 2020, 1:24 pm
While this requirement for “identification” is ubiquitous, the rules for doing so are not clear or consistent. [read post]
19 May 2020, 10:02 am
In today’s edition of The Washington Post, Robert Barnes has an article headlined “Supreme Court says victims of al-Qaeda bombings entitled to billions in punitive damages. [read post]
