Search for: "SECURITIES CORP." Results 6161 - 6180 of 11,585
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28 Oct 2007, 11:05 am
  (Because the Cayman Corp is engaged in securities trading, it's not treated as effectively connected with a US trade or business, even if the fund managers are working in Greenwich or elsewhere in the US.) [read post]
24 Oct 2014, 4:04 am by Broc Romanek
” Last month, I blogged about a study that found an abnormal level of selling by insiders in the days before Corp Fin comment letters that contained revenue recognition comments were made public. [read post]
8 Jan 2010, 11:27 am by Page Perry LLC
The discount-brokerage operations of Charles Schwab Corp., Fidelity Investments and TD Ameritrade Holding Corp., among others, have built big businesses doing those things for independent advisers. [read post]
28 Nov 2007, 1:16 am
Subscription Required NEW YORK COUNTYReal Property Escrow Accounts Ruled Security Deposits, Not Rent; Cannot Be Recovered in Nonpayment Proceedings 930 Fifth Avenue Corp. v. [read post]
15 Mar 2011, 3:03 am by Fernando M. Pinguelo
This background sets the stage for In re Oracle Corp. [read post]
26 Dec 2017, 3:07 am by Broc Romanek
” Following up on my blog about the topic of deferred tax assets being impaired & the need to consider whether an Item 2.06 Form 8-K is required, the SEC issued this statement on Friday – along with a new Staff Accounting Bulletin No. 118 (from OCA & Corp Fin) and CDI 110.02 (from Corp Fin). [read post]
1 Apr 2024, 3:12 pm by Rosalie Chen
The Securities Exchange Commission filed a parallel action for related conduct on the same day the CFTC initiated its enforcement action, but resolved its claims against Empire Consulting in 2023. [read post]
18 Feb 2009, 12:34 am
Obama discussed the importance of Canada as a trading partner during an interview with the Canadian Broadcasting Corp. [read post]
23 Aug 2019, 3:59 am by Broc Romanek
How to Track Changes on Corp Fin’s CDIs Pages A few days ago, I was moaning about the challenges of determining which CDIs were updated when Corp Fin makes a change. [read post]
27 Feb 2011, 4:29 am by Steve Statsinger
February 23, 2011) (Jacobs, Kearse, Straub, CJJ)In August of 2007, Eric Skys approached Citigroup and claimed that his company, Kaiser-Himmel Corp., owned 13.4 million shares of Sprint Nextel Corp. stock, with a market value of approximately $240 million. [read post]