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23 Sep 2014, 11:08 am by Blue Blog
  Although there are some very good, useful template credit application forms available, it is worth the investment to use the template as a starting point–use it to build an application based upon (i) your specific industry and (ii) real-life situations your company has experienced. [read post]
23 Sep 2014, 11:08 am by Blue Blog
  Although there are some very good, useful template credit application forms available, it is worth the investment to use the template as a starting point–use it to build an application based upon (i) your specific industry and (ii) real-life situations your company has experienced. [read post]
14 Aug 2014, 4:09 pm by Cathy Holmes
  At the May 2014 annual conference of the Association to Invest In the USA (“IIUSA“), the trade association for the EB-5 regional center program, representatives of both the SEC and the Financial Industry Regulatory Association (“FINRA“) gave presentations regarding the potential application of registration requirements to EB-5 regional centers and others engaged in the marketing and sale of EB-5 investments, but there was no indication that the SEC or FINRA… [read post]
11 Aug 2014, 5:40 am by Adam Weinstein
The law offices of Gana LLP recently filed a securities arbitration on behalf of an investor against JHS Capital Advisors, LLC f/k/a Pointe Capital, Inc. [read post]
4 Aug 2014, 6:26 am by Adam Weinstein
Nevin entered the securities industry in 1994 and is currently a representative of Capital Guardian, LLC. [read post]
1 Aug 2014, 2:13 pm by Mary E. Hodges
A customary practice in the securities industry is for financial advisors to receive a transition bonus above and beyond an advisor’s standard commission compensation upon joining to a new firm. [read post]
26 Jun 2014, 8:49 am by WIMS
 Appeals Court Environmental Decisions   <> Asarco LLC v. [read post]
25 May 2014, 5:27 am by SHG
All this low-hanging fruit that had been a profit center for lawyers and is transitioning to online legal service providers is likely to be assumed by industries that will have collateral economic advantages. [read post]
6 May 2014, 7:29 am by Joy Waltemath
The plaintiffs also argued that H&R Block received an immediate economic advantage from the mandated training because it charges $20 for access to the courses and because it holds itself out as having “the best trained and most qualified” tax preparers in the industry. [read post]
21 Apr 2014, 7:08 am by Hedge Fund Lawyer
Please reach out to us if you would like any assistance with drafting such a letter. **** Cole-Frieman & Mallon LLP acts as legal counsel to the investment management industry. [read post]
21 Apr 2014, 5:26 am
Levison and Lavabit LLC in contempt for its disobedience and resist[a]nce to these lawful orders. [read post]
11 Apr 2014, 3:11 pm
Apparently the opportunity for bad brokers to engage in wrongful conduct is enabled by big brokerage firms, as recent Financial Industry Regulatory Authority (FINRA) fines indicate that these businesses fail to properly supervise their foot soldiers. [read post]
9 Apr 2014, 12:03 pm
He also asks for an accounting of all gains, profits and advantages derived by Defendants as a result of the alleged infringement and for the maximum allowable statutory and/or actual damages for each violation. [read post]
12 Mar 2014, 12:26 pm by Nasir Pasha
  You may be far better protected if you do business as a corporation or an LLC. [read post]
2 Mar 2014, 8:21 am by Angelo A. Paparelli
Imagine you're the general counsel of Coca Cola (or of any other company that takes great pains to safeguard the internal secrets that endow the organization with competitive advantages over other firms in the same industry). [read post]
2 Mar 2014, 8:21 am by Angelo A. Paparelli
Imagine you're the general counsel of Coca Cola (or of any other company that takes great pains to safeguard the internal secrets that endow the organization with competitive advantages over other firms in the same industry). [read post]