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10 Jul 2013, 9:41 am by nedaj
This is why it’s so crucial for all funds to establish credibility now with a strong online presence before the new proposed SEC rules on advertising go into effect. [read post]
24 Sep 2019, 5:12 am by Rochester Elder Law Staff
Once The post Help Us Raise Funds For The 2019 Walk To End Alzheimer’s appeared first on Rochester Elder Law. [read post]
12 Apr 2019, 8:06 am by Silver Law Group
The lawsuit claims that Fidelity conceals the fee, while Fidelity says it fully discloses all fees it charges. [read post]
14 Nov 2008, 11:36 am
  All investors, whether individuals or sophisticated institutions, have a right to know what assets companies have an interest in??? [read post]
28 Jun 2010, 2:20 am by Hedge Fund Attorney
The following are various hedge fund events happening this month. [read post]
19 Jul 2011, 8:05 pm by Alexander J. Davie
Prior to all of these changes, the minimum net worth required for an individual investor in a private fund managed by an unregistered adviser was $1 Million. [read post]
19 Jul 2011, 8:05 pm by Alexander J. Davie
Prior to all of these changes, the minimum net worth required for an individual investor in a private fund managed by an unregistered adviser was $1 Million.   [read post]
9 Jul 2020, 5:08 am by Steve Parker
An adviser who engages in these practices without disclosure to all fund advisers violates the Advisers Act and Rule 206(4)-8, according to the Risk Alert. [read post]
31 Oct 2014, 6:55 pm by Sabrina I. Pacifici
 The Basel Committee wishes to thank all those who contributed time and effort to express their views during the consultation process. [read post]
18 Jan 2020, 10:46 am by Gene Takagi
(ii) The sponsor granted out more than 50 percent of the aggregate value of total assets across all donor-advised fund sponsors. [read post]
28 Nov 2022, 7:27 am by Hedge Fund Lawyer
  Custody in the digital assets space, while much improved from 2017-2018, is still all over the place. [read post]
11 Feb 2022, 6:05 am by Joseph J. Lazzarotti
In general, the Proposed Rule would require all advisers and funds to adopt and implement cybersecurity policies and procedures containing several elements. [read post]
6 Apr 2021, 11:20 am by Paul Caron
Neil Buchanan (Florida; Google Scholar) presents Social Security is Fair to All Generations: Demystifying the Trust Fund, Solvency, and the Promise to Younger Americans virtually at Duke today as part of its Tax Policy Workshop Series hosted by Richard Schmalbeck & Lawrence Zelenak: The Social Security system has come under... [read post]
27 Mar 2017, 11:00 am by Paul Caron
Neil Buchanan (George Washington) presents Social Security is Fair to All Generations: Demystifying the Trust Fund, Solvency, and the Promise to Younger Americans at UC-Irvine today as part of its Tax Law and Policy Colloquium Series hosted by Omri Marian: The birth of the Baby Boom generation created a profound... [read post]
1 Apr 2019, 6:18 pm by Doug Cornelius
The Yucaipa Master Manager didn’t properly inform investors of all costs tied to preparing tax returns. [read post]
21 Jan 2015, 2:33 pm by D. Daxton White
According to the letter, Cypress was unable to make all payments on an indenture, Master Note, held by the Bank of Utah. [read post]