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29 Feb 2016, 9:10 am
All three involve partial challenges to the “bedroom tax” so controversially introduced in 2012. [read post]
10 Oct 2016, 4:19 am
Of course only those member firms get to vote on anything at FINRA, which is, after all, the organization providing the arbitration forum. [read post]
22 Nov 2015, 8:35 am
Under the insurance code, this means that insureds have a right to construction estimates, photographs and the documentation backing up their estimates and “all other... . [read post]
23 Jul 2014, 5:47 am
Do you have an alternative to taking the slaps in the face and turning the other cheek? [read post]
24 Dec 2015, 4:24 am
An interesting read that touches on many compliance and litigation issues.Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in September 2015, Claimant Sofia Friedman, representing herself pro se, all... [read post]
17 Jun 2014, 3:23 am
All mimsy were the borogoves, and the mome raths outgrabe as two industry parties swung at each other with deadly vorpal swords during a frabjous day of Financial Industry Regulatory Authority ("FINRA") intra-industry arbitration hearings. [read post]
20 Jun 2016, 4:18 am
On the other hand, failed relationships are also the source of devious plots to get back or get even or get out of town. [read post]
13 Jan 2014, 8:18 am
On the other hand, it's just as easy to crap out. [read post]
10 Mar 2014, 6:05 am
We got an interesting dispute here involving allegations that one party skimmed off a chunk of the other party's commissions. [read post]
18 Oct 2018, 5:37 am
All of which sets the stage for a delay in transferring some accounts. [read post]
13 Feb 2023, 3:30 am
Calling All Unreasonable Financial Professionals: a personal message from Bill Singer Esq (BrokeAndBroker.com Blog) Notice Regarding Paxos-Issued BUSD (Consumer Alert / New York State Department of Financial Services) DOJ RELEASES SEC RELEASES SEC Obtains Court Order for Partial Asset Freeze and Other Temporary Relief in Fraud Action Against Microcap Public Company and CEO (SEC Release) Kraken to Discontinue Unregistered Offer and Sale… [read post]
25 Oct 2011, 4:31 am
The Facts At the material time, all the claimants were employed as offshore workers, carrying out their work on oil rigs. [read post]
2 Apr 2015, 7:21 am
There were newspaper reports of the defendant destroying documents in other court proceedings. [read post]
8 Sep 2011, 4:36 am
Any such other relief as may be just and appropriate. [read post]
31 May 2018, 11:03 am
Any reasonable credits to be set off against occupation rent, and Any other competing claims in the litigation. [230] The onus is on the claimant to satisfy the factors set out inGriffiths: Rebiere v. [read post]
31 May 2018, 11:03 am
Any reasonable credits to be set off against occupation rent, and Any other competing claims in the litigation. [230] The onus is on the claimant to satisfy the factors set out inGriffiths: Rebiere v. [read post]
27 May 2015, 7:52 am
Any other interpretation would deter claimants from providing additional information when such an act would restart the time for the required decision. [read post]
13 Jan 2014, 6:56 am
Other complaints filed against Ziegler in connection with the Erickson private placement have made similar allegations against the firm. [read post]
22 Nov 2020, 5:43 pm
E/C’s defenses[1] are: All TPD due or owing. [read post]
1 Nov 2022, 10:20 am
The NHS Trust did not consider pooling the Claimant with the other Band 6 nurse and no other selection criteria was applied. [read post]
