Search for: "Application of Frank"
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21 Nov 2010, 10:06 pm
Proposed Rule 204-4 Pursuant to Dodd-Frank Act The SEC has proposed certain new rules as well as amendments to existing rules under the Investment Advisers Act as a result of the Dodd-Frank Act. [read post]
6 Dec 2010, 8:51 am
REPORTING REQUIREMENTS FOR ADVISERS TO PRIVATE FUNDS The proposed rules would implement disclosure requirements for advisers to private funds that are separate and distinct from those applicable to other registered advisers. [read post]
2 Feb 2018, 6:00 am
The deadline for receipt of applications is April 2, 2018. [read post]
30 Mar 2012, 11:16 am
The Dodd-Frank Act included the registration provision for hedge funds and private equity advisers so that the SEC could have a better understanding of the area. [read post]
23 Jan 2017, 8:19 am
The Trump Administration’s position on the application of Mr. [read post]
3 Aug 2015, 5:06 pm
Chiappinelli, Frank McDonald Endowed Professor of Law, at the Texas Tech Jobs website https://jobs.texastech.edu or www.workattexastech.com. [read post]
17 May 2011, 12:25 pm
Because the Dodd-Frank Act rules on incentive-based compensation represent principlesbased regulation, not rules-based supervision, the regulations’ lack of specificity leads to nebulous standards that will be enforced through examiner leverage. [read post]
26 Nov 2017, 5:35 am
” (As I discuss below, the original Senate bill in 1998 actually was entitled “Application,” and spoke of when the VRA appointment provisions “are applicable. [read post]
6 Jan 2023, 7:38 am
Frank S., Mountaintop, PA. [read post]
14 Dec 2018, 8:53 am
The second will consider the legal application of the Modern Slavery Act 2015 and child victims of modern slavery. [read post]
5 May 2016, 12:38 pm
Mishkin The Dodd-Frank Act gave the CFPB authority to regulate “unfair, deceptive, or abusive” acts or practices. [read post]
1 Aug 2019, 8:30 am
On Tuesday, July 30th, Fletcher, Heald & Hildreth’s Frank Montero and Dan Kirkpatrick presented a webinar on the FCC license renewal process to the Florida Association of Broadcasters. [read post]
11 Dec 2007, 3:49 pm
This entry is by Frank Bowman of the University of Missouri School of Law. [read post]
28 Mar 2022, 12:06 pm
Applications are due by May 31. [read post]
26 Aug 2011, 9:51 am
Franks violation leading to search warrant for child pornography, finding none, leads to civil rights liability for the investigators. [read post]
17 Nov 2023, 11:41 am
” JPI can have several application benefits. [read post]
25 Oct 2016, 7:53 am
That package must include: A RMA form which includes a required hardship affidavit and Dodd-Frank certification Either IRS Form 4506-T or 4506T-EZ, or in the alternative, a signed copy of the most recent year’s tax return with all applicable schedules and forms, The Dodd-Frank certification, either as part of the RMA form or as a stand-alone form, and Evidence of the borrower’s income. [read post]
10 Nov 2010, 8:30 am
Next up at the Securities Regulation Institute is a panel featuring Tom Cole of Sidley Austin, Frank Jimenez of ITT Corporation, John Olson of Gibson Dunn (Practice Center Contributor!) [read post]
20 Aug 2010, 9:42 am
Rather, the Council has full discretion not to recommend the application of capital requirements to any such non-bank financial firm engaged in any such activity. [read post]
14 Mar 2012, 7:24 am
Dodd-Frank created broad financial regulatory reform. [read post]
