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27 Apr 2015, 11:37 am by Adam Nicolazzo
  According to FINRA Letter of Acceptance, Waiver and Consent No. 2010022918701 (AWC), a reverse convertible securities are “a complex structured product” that are interest-bearing notes in which principal repayment is linked to the performance of an underlying asset like a stock, a basket of stocks, or an index like the S&P 500. [read post]
22 Apr 2015, 6:55 am by Law Lady
DAVID KELLY, Appellee. 2nd District.Creditors' rights -- Garnishment -- Service of process on garnishee LLC was defective where writ of garnishment was served on an hourly employee who is not an officer or manager, who does not supervise other personnel, who does not have any direct client contact, and who is not the registered agent for service of process -- There is no merit to contention that employee was a business agent authorized to accept service of process -- Trial… [read post]
14 Apr 2015, 4:50 pm by Kevin LaCroix
Two days prior to The Wall Street Journal’s report, on March 30, 2015, the SEC’s Enforcement Division commenced public administrative and cease and desist proceedings against private equity investment adviser Lynn Tilton (Tilton), Patriarch Partners, LLC, Patriarch Partners VIII, LLC, Patriarch Partners XIV, LLC and Patriarch Partners XV, LLC (collectively, Patriarch). [read post]
2 Mar 2015, 7:38 am
If for some reason SPJ cannot pay that amount and has no assets, Goli collects little or nothing. [read post]
27 Jan 2015, 7:52 am by Matthew R. Arnold, Esq.
Michael Martin of West Palm Beach, Florida-based Legacy Financial Partners, LLC said divorce attorneys can spot issues such as how certain assets will be taxed, since the manner in which assets are taxed may affect their true value. [read post]
23 Jan 2015, 11:05 am by Steven Koprince
Instead of re-procuring the Atlanta services under a separate solicitation, the CDC elected to consolidate the requirement with a guard services requirement being performed by Chenega Total Asset Protection LLC, an ANC, under an 8(a) vehicle. [read post]
2 Jan 2015, 10:47 am by Barry Sookman
., Sep. 22, 2014) also finding a common law performance right in pre-1972 sound recordings; and Capital Records, LLC v Sirius XM Radio, Inc (Sup.Ct.Cal. [read post]
18 Dec 2014, 9:17 am by Robert B. Milligan and Michael Wexler
Throughout 2014, Seyfarth Shaw LLP’s dedicated Trade Secrets, Computer Fraud & Non-Competes Practice Group hosted a series of CLE webinars that addressed significant issues facing clients today in this important and ever changing area of law. [read post]