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31 Jan 2019, 8:04 am
When you seek advice from your broker or advisor, he or she may present a seemingly-endless list of investment products and strategies that are far more complicated, risky, and esoteric than the traditional universe of stocks and bonds with which most individual investors are already familiar. [read post]
30 Jan 2019, 9:01 pm
For example, Ponzi’s business was named “The Securities Exchange Company” and was located at 27 School Street—a respectable location. [read post]
30 Jan 2019, 8:03 pm
New Pets and Pawternity Leave Some workplaces are offering a new benefit for employees: the chance to bond with a new puppy. [read post]
30 Jan 2019, 3:23 pm
FINRA has further encouraged consistent disclosure regarding bond trades by working with the Municipal Securities Rulemaking Board to establish similar requirements through Rule G-15. [read post]
30 Jan 2019, 8:00 am
“Activity in the U.S. market has boomed, and it is U.S. officials leading the warning calls,” according to the Wall Street Journal. [read post]
29 Jan 2019, 6:13 am
Yesterday, the Wall Street Journal's website published an op-ed by star attorney Ted Olson (I first heard about him in connection with the dispute in 2000 over ever more recounts in Florida). [read post]
29 Jan 2019, 4:39 am
Here’s Bloomberg on the sanctions, and the Wall Street Journal, and Reuters, and the New York Times. [read post]
25 Jan 2019, 2:28 pm
“(xiii) Section 521, relating to criminal street gangs. [read post]
25 Jan 2019, 9:48 am
Even after pleading guilty and while out on bond in this criminal case, Fulford, as Peggy Jones, allegedly defrauded another man out of $25K. [read post]
17 Jan 2019, 1:11 pm
We also have gone up against the largest brokerage firms on Wall Street due to their inadequate supervision that allowed clients to be defrauded by their financial representatives. [read post]
17 Jan 2019, 8:40 am
Regardless, recent events have failed to dampen the enthusiasm for the strategy on Wall Street. [read post]
9 Jan 2019, 7:58 am
He's to Wall Street what Rush Limbaugh is to Washington politics: aggressive, outspoken, and unconventional, but none of that should discredit anyone's analysis. [read post]
2 Jan 2019, 8:14 am
Krosby to the Wall Street Journal. [read post]
25 Dec 2018, 7:38 am
The pedestrianized streets in the Myeongdong neighborhood are lined with stores and full of food vendors selling street food from food carts. [read post]
25 Dec 2018, 7:38 am
The pedestrianized streets in the Myeongdong neighborhood are lined with stores and full of food vendors selling street food from food carts. [read post]
18 Dec 2018, 8:45 am
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Buyer Beware: Potential Problems for Retail Investors in Chinese Stocks appeared first on Zamansky LLC. [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
10 Dec 2018, 3:16 pm
Mandel told the Wall Street Journal, adding that he hopes other states will follow Ohio’s example. [read post]
7 Dec 2018, 5:08 am
MGM, Fox settle class action claiming that box set of “all” James Bond films lacked two made outside the franchise [Eriq Gardner/Hollywood Reporter, earlier] Tags: autos, Daubert, ethics, Florida, New Jersey [read post]
7 Dec 2018, 5:00 am
Clayton said that he would put it this way to the Main Street investor: the audited financial information you’re receiving could be out of date by 18 months or more. [read post]
