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20 Aug 2015, 3:21 am by Broc Romanek
I believe this is the first time that someone from OCA was promoted into a Front Office gig within Corp Fin… – Broc Romanek [read post]
19 Aug 2015, 3:15 am by Broc Romanek
Here’s a list of the nine panels that will span over four hours of practical instruction on Tuesday: – “Overview: The Final Rules” – “Getting Ready for Compliance: Sampling & Other Data Issues” – “Streamlining Your Compliance Efforts” – “Board Presentations: What To Tell Boards Now” – “Disclosure: Handling the Transition Period” – “Parsing Model Disclosures: US-Only Workforces”… [read post]
10 Aug 2015, 8:27 am by Andrew Abramowitz
Some interesting legal reads for the week of August 10, 2015: Broc Romanek with the top 10 things to know about the new pay ratio rules. [read post]
9 Aug 2015, 6:03 pm by Kevin LaCroix
In an important decision concerning D&O insurance coverage in connection with failed bank claims, the Tenth Circuit, applying Kansas law, held that a D&O policy’s insured vs. insured exclusion unambiguously precluded coverage for claims brought by the FDIC as receiver of a failed bank against the bank’s former directors and officers. [read post]
5 Aug 2015, 3:42 am by Broc Romanek
Take a moment to participate in this anonymous poll: free polls – Broc Romanek [read post]
31 Jul 2015, 6:00 am by Doug Cornelius
Once a Crowdfunder, Always a Crowdfunder by Broc Romanek in the CorporateCounsel.netA lot of ink has been spilled about crowdfunding in the press, such as this Huffington Post piece that gives a plain vanilla take on crowdfunding (and here’s another piece). [read post]
31 Jul 2015, 3:44 am by Broc Romanek
The prior Shareholder Rights Directive in Europe was enacted in ’09… – Broc Romanek [read post]
28 Jul 2015, 3:51 am by Broc Romanek
The Brits Are Winning the Crowdfunding Battle… This article from last year about how the United Kingdom regulates crowdfunding compared to the United States is an eye-opener… – Broc Romanek [read post]
17 Jul 2015, 3:25 am by Broc Romanek
Here’s a new poll for you to make a prediction: online surveys – Broc Romanek [read post]
15 Jul 2015, 3:15 am by Broc Romanek
Please print these “Course Materials” in advance… Don’t forget to tune into today’s CompensationStandards.com webcast – “Clawbacks: What Now After the SEC’s Proposal” – to hear Compensia’s Mark Borges, Semler Brossy’s Blair Jones and Morrison & Foerster’s Dave Lynn discuss the SEC’s latest proposal… – Broc Romanek [read post]
13 Jul 2015, 2:50 am by Broc Romanek
” Last week, the FASB reaffirmed its decision back in April to defer the effective date of the new revenue standard (ASU 2014-09) for one year (and allow early adoption as of the original effective date)… – Broc Romanek [read post]
7 Jul 2015, 3:31 am by Broc Romanek
Pages 29-35 summarize the activity of the Investor Advisory Committee… – Broc Romanek [read post]