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30 Jun 2011, 11:42 am
Written by Jay Gould and Michael Wu On June 22, 2011, the Securities and Exchange Commission (SEC) adopted final rules that implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) amending the Investment Advisers Act of 1940 (the “Advisers Act”). [read post]
3 Jan 2011, 6:00 am
Click here for the remainder of this S&C publication – Proposed Swap Definitions Under Title VII. [read post]
27 Jul 2012, 1:42 pm
Jonathan C. [read post]
6 May 2008, 9:18 pm
Conservative pundit Arthur C. [read post]
26 Dec 2011, 7:31 am
Frank I. [read post]
11 Jul 2012, 2:00 am
Click here for the complete S&C publication. [read post]
31 Dec 2011, 9:21 am
The Download of the Week is Constitutional Essentials by Frank I. [read post]
13 Nov 2010, 4:51 pm
" A "hedge fund" or "private equity fund" is defined very broadly in the Volcker Rule to be "a company or other entity that would be an investment company under the Investment Company Act but for Section 3(c)(1) or 3(c)(7) of the 1940 Act, or such similar funds as the appropriate Federal banking agencies, the SEC, and the CFTC may determine.The Fourm feared that,taken literally, and without giving effect to the exceptions contained in the Volcker Rule,… [read post]
25 Jan 2011, 6:51 pm
AN OVERVIEW OF DODD-FRANK’S WHISTLE-BLOWER PROVISIONS Although government bounties for whistle-blowers are nothing new, Dodd-Frank has substantially altered the legal landscape by strengthening both the scope and vitality of the previously existing program. [read post]
25 Jun 2019, 8:46 am
The petitioner maintains instead that the plain terms of Section 929P(b) of Dodd-Frank (adding Exchange Act Section 27(b) and Securities Act Section 22(c)) did not amend or alter the extraterritorial reach of the substantive regulatory provisions of the securities laws. [read post]
11 Aug 2015, 7:43 am
“SEC’s New Pay Ratio Disclosure Rule Explained,” Richard C. [read post]
4 Jan 2012, 5:31 am
The long awaited SSgt Frank Wuterich court-martial begins today at Camp Pendleton. [read post]
1 Sep 2014, 9:05 pm
Independent] On “ban the box” laws re: asking about job applicants’ criminal records, it’s sued if you do, sued if you don’t [Coyote] Fake law firm websites in U.K. sometimes parasitize the real ones [Martha Neil, ABA Journal] What C. [read post]
22 Oct 2008, 12:31 pm
Defendant showed sufficient error in the search warrant affidavit to get a Franks hearing. [read post]
4 May 2012, 3:07 am
The alleged Franks violation was not material to the second search warrant’s issuance, and there was plenty of probable cause in the first application. [read post]
11 Apr 2011, 9:22 pm
Also, a Franks challenge fails because nothing that was allegedly omitted would detract from the probable cause. [read post]
2 Jun 2010, 11:29 am
Pether, Villanova University School of Law, has published Language, in the Law and the Humanities: An Introduction, in Law and the Humanities (Sarat, Anderson and Frank ed.; Cambridge University Press, 2010). [read post]
11 May 2012, 2:00 am
Section 911 of the Dodd-Frank Act provides committee members are entitled to compensation. [read post]
4 Sep 2011, 1:54 pm
Recently, I posted a summary of the status of state investment advisor registration requirements for private fund managers in the Midwest in wake of adoption of the Dodd-Frank Act. [read post]
8 Jun 2010, 9:17 am
Pether, Villanova University School of Law, has published "Language, in the Law and the Humanities: An Introduction", in Law and the Humanities (Sarat, Anderson & Frank eds.; Cambridge University Press, 2010). [read post]
