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19 Jul 2008, 2:48 pm
In the months leading up to the collapse, JP Morgan Securities, Inc., Lehman Brothers, Morgan Stanley, Bear Stearns Cos. and Merrill Lynch & Co. warned the Commonwealth of Massachusetts that the auction-rate markets were in trouble and that the state should consider refinancing some of its debt. [read post]
19 Aug 2015, 9:56 am by Adam Weinstein
From September 2005, until June 2009, Kaplan was registered with Citigroup Global Markets Inc. [read post]
16 Jul 2009, 1:08 am
Grossman, an associate at the firm, write that the recent decision in In re Citigroup Inc. [read post]
19 May 2017, 8:27 am by Jay Salamon
Bennett worked with five firms between 1987 and 2015: Wheat First Securities, Inc., in Charlotte, North Carolina; Legg Mason Wood Walker, Incorporated, in Baltimore, Maryland; Citigroup Global Markets Inc. in New York, New York; Royal Alliance Associates, Inc., in Washington, D.C.,; and Western International Securities, Inc., in Washington, D.C. [read post]
19 Oct 2018, 2:25 pm by Malecki Law Team
Within her 28 years in the securities industry, Dawn Bennett was registered with Wheat, First Securities, Inc. (03/1987-08/1996), Legg Mason Wood Walker, Inc. (08/1996-02/2006), CitiGroup Global Markets Inc. (02/2006), Royal Alliance Associates, Inc. (02/2006-10/2009), and Western International Securities, Inc. (10/2009-12/2015). [read post]
16 May 2008, 7:21 am
Updated: Just to clear up one possible confusion that may be afflicting some corporate readers or traders: This afternoon the Court wasis scheduled to hear oral arguments in the case In re Citigroup Global Markets, Inc., No. 08-0289, which is the pending Clear Channel merger litigation. [read post]
31 Dec 2009, 9:36 am by Darrin Mish
Now Citigroup Inc has received the green light from the government to repay the $20 billion and the government has agreed to sell its 34% stake. [read post]
26 May 2016, 6:51 am by Carl Neff
This precise issue was addressed in the recent opinion by the Delaware Supreme Court in Citigroup Inc., et al. v. [read post]
26 Aug 2008, 5:42 pm
The Regional Bond Dealers Association had told Cuomo, in an August 15 letter, that entities that sold ARS to its clients but had nothing to do with managing their issuance should not be made to repay clients back at par illiquid the way financial services firms, such as Citigroup Inc., Morgan Stanley, Wachovia Corp, JP Morgan Chase and Co, UBS AG, and Goldman Sachs Group Inc., are now required to do, so per their settlements with federal and state regulators. [read post]
5 Feb 2008, 11:42 am
“You people created this mess,” he told senior officials of Wall Street’s top firms, including Citigroup Inc., Goldman Sachs Group Inc., Merrill Lynch & Co. and Morgan Stanley. [read post]
26 Nov 2019, 7:12 am by Silver Law Group
  Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   Shotz, Richard   Wells Fargo Clearing Services   Morgan Stanley   Vaccaro, Anthony Jr. [read post]
18 Jan 2008, 7:12 am
Senate Permanent Subcommittee on Investigations reportedly have been issued to Citigroup Inc., Lehman Brothers Holdings Inc., Morgan Stanley, and Swiss bank UBS AG, according to this week's Wall Street Journal reports, relating to use of derivatives by hedge funds and other offshore investors. [read post]