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18 Oct 2017, 7:21 am
Bad News for Investors Mackenzie Realty Capital extended at tender offer to Cole Credit Property Trust IV Inc. investors this week for just $6.01/share. [read post]
15 Dec 2017, 8:03 am
Investigating Potential Claims The White Law Group continues to investigate the liability that broker dealers may have for unsuitably recommending the following Payson Petroleum offerings, among others.: Payson Drilling Fund 2015 I Payson Drilling Fund 2015 II LP Payson Group LP Payson North Texas Multi Well I LP Payson Petroleum Jenny #1 LP Payson Developmental Drilling Fund 2014 II LP Alternative Investments – Are they suitable for you? [read post]
17 May 2023, 12:30 pm
Jensen was reportedly affiliated with Tembion Capital Management in Santa Fe, New Mexico from 2012 until 2022. [read post]
2 Jan 2014, 9:15 am
Small Business Capital Corp., Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC.Case number: 12-cv-3237 (United States District Court for the Northern District of California)Case filed: June 21, 2012Qualifying judgment/order: November 6, 2013 11/21/2013 02/19/2014 2013-105 SEC v. [read post]
30 Aug 2019, 5:53 am
Why Isn’t Your Mutual Fund Sticking Up for You? [read post]
13 Apr 2017, 9:24 am
Certified Financial Planner Board of Standards, Inc. [read post]
3 Jan 2020, 1:46 pm
Prior to that he worked at Crown Capital Securities and Independent Financial Group, LLC. [read post]
18 Mar 2015, 8:51 am
Daily Activity (3/17/15) IN THE GOVERNOR'S OFFICE HB 4078 of 2015 (PA 7 of 2015, IE: 3/17/15 Appropriations; capital outlay; Michigan natural resources trust fund; provide appropriations (c)Waste Information & Management Services, Inc. [read post]
27 Nov 2020, 5:58 am
Posted by Torsten Jochem (University of Amsterdam), Gaizka Ormazabal (University of Navarra), and Anjana Rajamani (Erasmus University Rotterdam), on Tuesday, November 24, 2020 Tags: Compensation disclosure, Executive Compensation, Management, Peer groups, Say on pay, Transparency The Department of Labor’s ESG-less Final ESG Rule Posted by Joseph Lifsics, Mayer Brown LLP, on Tuesday, November 24, 2020 … [read post]
14 Feb 2018, 7:21 am
Spokeo, Inc. v. [read post]
24 Jan 2012, 7:24 am
Fraidin also recently represented Pershing Square Capital Management LP, the New York hedge-fund firm led by activist investor William Ackman, in the acquisition of a 26.1% stake in retailer, J.C. [read post]
9 Nov 2021, 6:32 am
Silver Law Group represents clients of Joseph Michaletz for claims to recover investment losses suffered in GPB Capital Holdings. [read post]
27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
15 Aug 2023, 1:32 am
During these broadcasts, he encouraged listeners to contact his retirement-planning company, Gallagher Financial Group, Inc. [read post]
1 Sep 2017, 8:48 am
and Waveland Capital.) [read post]
14 Jan 2017, 6:49 am
Subsequently, Mustaphalli filed a From D with the SEC in January 2011 for a hedge fund called Mustaphalli Capital Partners Fund, L.P. [read post]
15 Jan 2010, 1:29 pm
The banks are Citigroup, Inc., Bank of America Corp., Bank of New York Mellon Corp., Goldman Sachs Group Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corp., and Wells Fargo & Co. [read post]
30 Nov 2018, 6:06 am
Kaplan (University of Chicago), on Monday, November 26, 2018 Tags: Conflicts of interest, Fund managers, Fund performance, Incentives, Misreporting, Mutual funds, Peer groups, Private equity, Reporting regulation, Reputation, Signaling, Venture capital firms Shareholder Voting in the United States: Trends and Statistics on the 2015-2018 Proxy Season Posted by Matteo Tonello, The… [read post]
23 Dec 2008, 7:00 pm
Highlights include: The proposal that asked companies to issue a sustainability report was adopted by six companies: Allegheny Technologies; Capital One Financial Corp.; CIGNA Corp.; Hartford Financial Services Group, Inc.; Dillard's, Inc.; and, Regions Financial Corp. [read post]
3 Nov 2021, 8:07 am
(CRD#:7870), MORRISTOWN, NJ07/19/2010 – 09/16/2013, FIDELITY BROKERAGE SERVICES LLC (CRD#:7784), WAYNE, NJ12/01/2008 – 05/19/2010, BARCLAYS CAPITAL INC. [read post]
