Search for: "Financial Asset Securities Corporation"
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24 Sep 2024, 9:01 pm
The SEC oversees the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). [read post]
14 Sep 2023, 9:52 am
Broadly speaking, LLs are loans to highly indebted, non-investment grade, non-financial corporate issuers and are commonly used to fund mergers and acquisitions. [read post]
12 Nov 2008, 9:11 am
Panama attorneys Lombardi Aguilar & Garcia advised a company in securing a license granted by the Panamanian government to operate a remittance agent. [read post]
15 Jul 2011, 6:40 am
The Volcker Rule largely prohibits proprietary trading by banking entities—in effect, reintroducing to the financial markets a substantial portion of the Glass-Steagall Act’s static divide between banks and securities firms. [read post]
6 Sep 2011, 9:55 am
For any questions or more information on these or any related matters, please contact any attorney in the firm’s corporate and securities practice group. [read post]
17 Sep 2024, 5:00 am
He registered Vista Financial with the Securities and Exchange Commission in December 2021. [read post]
24 Sep 2008, 6:48 pm
In a Sept. 22 memo, the corporate law firm of Wachtell Lipton Rosen & Katz called on the SEC to encourage institutions and asset managers to refrain from lending the shares of financial firms or banks for 90 days. [read post]
14 Oct 2021, 6:08 am
Securities and Exchange Commission regarding its proposed framework for climate change-related disclosures by public companies. [read post]
7 Apr 2011, 10:14 am
The four persons charged worked together to pass off fictitious or impaired securities and loans for high-quality liquid assets. [read post]
15 Jun 2016, 11:52 am
Respondents falsely asserted that they gave advice regarding short-term cash management to three corporate clients regarding over $1.5 billion in corporate assets. [read post]
13 Oct 2021, 5:54 am
Corporate Tax Returns In An Illinois Divorce Corporate tax returns net income to a spouse should be listed in Schedule E. [read post]
11 Oct 2011, 2:07 pm
Shabudin were charged to commit securities fraud, securities fraud, falsifying corporate books and records, and lying to auditors. [read post]
20 Mar 2024, 9:05 pm
They usually hold liens on all or substantially all the debtor’s assets and enjoy payment priority over virtually all other claimants. [read post]
12 Jan 2016, 12:56 pm
Typical advance rates range from 50-65 percent for equities, 65-80 percent for corporate bonds and 95 percent for U.S. [read post]
11 Apr 2023, 11:53 am
A consolidated report is a single document that combines information regarding most or all of a customer’s financial holdings, regardless of where those assets are held. [read post]
2 Sep 2011, 3:14 pm
Countrywide Financial Corporation Credit Suisse Holdings (USA), Inc. [read post]
24 Oct 2017, 10:58 am
By contrast, capital will bear some of the corporate tax if: Domestic capital is fixed in quantity (no reduction in saving due to the tax); A sufficient amount is unable or unwilling to move abroad for any of several reasons—such as that savers will not purchase foreign securities, or consumers have a strong preference for domestic goods and services; The quantity of capital moving abroad is large enough relative to the world stock that it depresses return on foreign-sited… [read post]
2 Feb 2012, 12:21 pm
As a result of the contingent liability shelters, Congress added various Code provisions, including section 358(h) (having to do with the basis for corporate assets in transactions with significant liabilities) and section 357(d) (having to do with calculating the amount of liability assumed). [read post]
22 Jan 2015, 1:03 pm
” The GWG Brochure further stated that the Debentures “are secured by all the corporate assets of GWG. [read post]
16 Apr 2013, 4:05 pm
If a corporation has $10 million in assets and 500 shareholders, it is required to register with the Securities Exchange Commission. [read post]
