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20 Jan 2021, 3:40 pm
A SPAC is sometimes referred to as a blank check company, because the investors’ money is collected first and then an acquisition is targeted. [read post]
20 Jan 2021, 12:30 pm
Since issuing its first award in 2012, the SEC has awarded more than $738 million to 134 whistleblowers. [read post]
20 Jan 2021, 12:30 pm
Securities and Exchange Commission (SEC) has launched an investigation of ExxonMobil Corp (Exxon), according to The Wall Street Journal. [read post]
18 Jan 2021, 6:01 am
The complaint purports to be filed on behalf of a class of investors who purchased the companies shares between March 3, 2020 and December 17, 2020. [read post]
14 Jan 2021, 8:43 am
The post FINRA Reportedly Bars Steven Luftschein (Steven Lerner) after Allegations of Churning & Unauthorized Trades appeared first on The White Law Group. [read post]
10 Jan 2021, 5:39 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal… [read post]
8 Jan 2021, 7:34 am
The post Former Money Concepts Capital Advisor Dustin Shafer Barred from Securities Industry appeared first on The White Law Group. [read post]
7 Jan 2021, 7:43 am
Previously, from March 2014 through December 2017, he was registered with Aegis Capital Corp. in Melville, New York. [read post]
6 Jan 2021, 10:49 am
The post Broker Adam Goodman Has Been the Subject of Several Customer Disputes appeared first on . [read post]
6 Jan 2021, 10:49 am
The post Broker Adam Goodman Has Been the Subject of Several Customer Disputes appeared first on . [read post]
6 Jan 2021, 6:00 am
Usually, a short-term change is not sufficient to invoke this exit clause but may be sufficient for short term investors. [read post]
5 Jan 2021, 8:23 am
His previous employers included Spartan Capital Securities, LLC (CRD#:146251) of New York, NY, Aegis Capital Corp. [read post]
4 Jan 2021, 1:26 pm
First, as discussed in the next section below, there were nearly two dozen coronavirus-related securities class action lawsuits filed in 2020. [read post]
1 Jan 2021, 1:41 pm
First, Promega’s lead attorney passed away, then the court allowed the deadline for the post-trial briefing to be extended. [read post]
1 Jan 2021, 6:14 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data… [read post]
23 Dec 2020, 6:01 am
Their new legal status may make VIEs more stable for investors but less flexible for executives. [read post]
22 Dec 2020, 2:24 pm
Ltd. was first announced on August 20, 2020]. [read post]
20 Dec 2020, 7:07 am
The complaint purports to be filed on behalf of a class of investors who purchased the company’s securities between July 2, 2020 and November 25, 2020. [read post]
13 Dec 2020, 3:25 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data… [read post]
11 Dec 2020, 1:01 pm
First, in the Southern District of New York, the District Court entered a final judgment against Applied BioSciences Corp. [read post]
