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18 Feb 2021, 8:34 am
As we recently noted, President Biden’s nominee for SEC chairman, Gary Gensler, comes to the SEC with a deep understanding of financial markets and a strong interest in the digital asset space. [read post]
5 Oct 2010, 7:25 am
Meanwhile, CFTC Chairman Gary Gensler stated yesterday that a joint committee of the CFTC and SEC has been asked to consider the report and make recommendations. [read post]
16 Oct 2011, 7:09 pm
Gary Gensler from CFTC observed that some 80 or 85 %of the transactions are either day trading or spread trading – both trades occurring within one day. [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
19 Oct 2012, 8:36 am
Gary Gensler, the CFTCs chairman, and commission Bart Chilton, have routinely argued that the CFTCs extraterritoriality rules are necessary to prevent another financial collapse. [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
17 Oct 2023, 3:30 am
Well, I suppose Gary Gensler could be part of a globalist conspiracy to deprive us of our liberty, destroy our economy, make us trade in in our F-150s for electric Vespas & force us to watch soccer instead of the NFL. [read post]
17 Apr 2023, 3:15 am
Under Chairman Gary Gensler, the SEC has been cracking down on the crypto industry with renewed vigor since the 2022 market turmoil saw the collapse of big firms in the sector, crypto exchange FTX among them. [read post]
14 Oct 2022, 7:17 am
SEC Chair Gary Gensler stated that Kardashian’s case is “a reminder to celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
13 Apr 2022, 9:01 pm
These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. [read post]
11 Jun 2021, 6:08 am
Badawi (University of California at Berkeley), on Wednesday, June 9, 2021 Tags: Artificial intelligence, Market reaction, Securities enforcement, Securities litigation, Settlements Remarks by SEC Chair Gensler at the CFO Network Summit Posted by Gary Gensler, U.S. [read post]
29 Nov 2022, 3:15 am
BlockFi’s attempt to discharge this debt may not do the industry any favors with SEC Chair Gary Gensler – who was profiled by the NYT last week as the “Crypto Nemesis” – but at this point, maybe there’s nothing to lose. [read post]
30 Jan 2024, 11:13 am
SEC Chair Gary Gensler said the rules are aimed at bringing SPAC oversight in line with that of traditional IPOs, which are the more common method of taking a company public. ( LAW360 ) IA Takes Another Swing at Banning State ESG Investment Iowa Gov. [read post]
4 Apr 2022, 5:30 am
However, the SEC Chair Gary Gensler said, in August 2021, that the SEC considers many cryptocurrency coins and tokens to be securities under the Howey Test, saying, "If somebody is raising money selling a token and the buyer is anticipating profits based on the efforts of that group to sponsor the seller, that fits into something that's a security. [read post]
8 Aug 2013, 10:40 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S.derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S.banks overseas and further away from U.S. oversight. [read post]
19 Jan 2024, 6:54 am
He had written to SEC Chair Gary Gensler last week expressing his concern that the proposal would allow NACs to prevent the land they own from being used for the production of natural resources, including fossil fuel development, mining, most logging and large-scale farming.September proposal. [read post]
8 Jun 2023, 9:56 am
Also, new Rules 101(c)(2)(ii) and 102(d)(2)(ii) except asset-backed securities offered in accordance with an effective shelf registration statement filed on Commission Form SF-3; andRequire broker-dealers relying on the new exception for certain nonconvertible debt securities and nonconvertible preferred securities to abide by new Rule 17a-4 paragraph (b)(17), which mandates the broker-dealers to preserve the written probability of default determination for not less than three years, the first two… [read post]
29 Jan 2022, 8:34 am
"Since the adoption of Form PF in 2011, a lot has changed," said SEC Chair Gary Gensler. [read post]
21 Jan 2021, 9:01 am
However, although the president’s incoming chairs at federal financial regulators may be expected to echo some of the Biden Administration’s bolder initiatives, they also will be pressed, in many instances, to evolve federal financial regulations in more subtle and incremental directions.Rulemakings under President Biden’s nominee to lead the SEC, Gary Gensler, may address:retail investors;shareholders and proxies;the Volcker rule;disclosures of corporate… [read post]
22 Jun 2023, 5:50 am
The crypto company points to statements by SEC Chair Gary Gensler that “the rules are already clear. [read post]
