Search for: "Gary Gensler"
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30 Aug 2021, 4:59 pm
"While these new technologies can bring us greater access and product choice, they also raise questions as to whether we as investors are appropriately protected when we trade and get financial advice," said SEC Chairman Gary Gensler in a public statement. [read post]
6 Aug 2021, 7:16 am
By Lene Powell, J.D.Following SEC Chair Gary Gensler’s announcement that staff is preparing potential revisions to whistleblower rules adopted last year, the Commission announced new interim procedures for reviewing whistleblower applications. [read post]
17 Jun 2022, 6:57 am
Chair Gary Gensler said that index funds have evolved to a degree that an index provider can influence users of the index to buy or sell securities, which raises questions about how the SEC can best protect the public (Request for Comment on Certain Information Providers Acting as Investment Advisers, Release No. [read post]
31 May 2013, 10:32 am
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
29 Mar 2022, 8:14 am
Treasury market, be registered with the Commission,” said SEC Chair Gary Gensler. [read post]
4 May 2023, 9:02 am
Defending the changes, SEC Chair Gary Gensler noted that in the 12 years since the Commission first adopted Form PF in 2011, “private funds have evolved significantly in their business practices, complexity, and investment strategies. [read post]
1 Dec 2023, 9:17 am
While Chair Gary Gensler suggested that the SEC not erode the investor protections embedded in the securities laws, Commissioner Hester Peirce said that regulators, however well-meaning, should not impede investors’ freedoms. [read post]
28 Nov 2022, 5:14 am
According to Cornerstone, based on data obtained from the Securities Enforcement Empirical Database (SEED), which Cornerstone described as a collaboration between the NYU Pollack Center for Law & Business and Cornerstone, the SEC during the most recent fiscal year, the first full fiscal year under Chair Gary Gensler’s leadership, the SEC brought a total of 68 enforcement actions against public companies and/or those companies’ subsidiaries. [read post]
14 Jul 2023, 7:57 am
It’s time for real reform and to fire Gary Gensler as Chair of the SEC. [read post]
15 Jan 2025, 3:00 am
Commissioner Jaime Lizárraga’s last day is this Friday, due to his wife’s illness, and Chair Gary Gensler departs on Monday. [read post]
25 Apr 2024, 6:00 am
In addition to potentially misleading consumers and harming investors, this can break U.S. securities law, according to Gary Gensler, chair of the Securities and Exchange Commission. [read post]
25 Oct 2011, 5:27 am
Treasury Secretary Timothy Geithner and CFTC Chairman Gary Gensler were among the agency leaders who met with CEOs from companies including Bank of America, Morgan Stanley and JP Morgan Chase since June 2010.” [read post]
29 Sep 2021, 3:25 am
As noted in the SEC’s announcement, SEC Chair Gary Gensler and Berkovitz previously worked together when Berkovitz served as the CFTC’s General Counsel from 2009 to 2013. [read post]
28 May 2012, 4:46 am
Morgan, (JPM) agency chairman Gary Gensler told reporters May 21. [read post]
5 Oct 2010, 7:25 am
Meanwhile, CFTC Chairman Gary Gensler stated yesterday that a joint committee of the CFTC and SEC has been asked to consider the report and make recommendations. [read post]
16 Oct 2011, 7:09 pm
Gary Gensler from CFTC observed that some 80 or 85 %of the transactions are either day trading or spread trading – both trades occurring within one day. [read post]
18 Feb 2021, 8:34 am
As we recently noted, President Biden’s nominee for SEC chairman, Gary Gensler, comes to the SEC with a deep understanding of financial markets and a strong interest in the digital asset space. [read post]
11 Jul 2024, 1:36 pm
News Sources Coinbase Attorney Claims Gary Gensler’s Email is Crucial Evidence in SEC Lawsuit Coinbase Fights to Access Documents Related to Gensler’s Private Communication Coinbase argues Gary Gensler’s email is ‘appropriate source of discovery’ in SEC lawsuit Coinbase continues to fight for access to Gensler’s private emails Coinbase Intensifies Battle for Access to Gensler’s Private Emails… [read post]
17 Apr 2023, 3:15 am
Under Chairman Gary Gensler, the SEC has been cracking down on the crypto industry with renewed vigor since the 2022 market turmoil saw the collapse of big firms in the sector, crypto exchange FTX among them. [read post]
17 Oct 2023, 3:30 am
Well, I suppose Gary Gensler could be part of a globalist conspiracy to deprive us of our liberty, destroy our economy, make us trade in in our F-150s for electric Vespas & force us to watch soccer instead of the NFL. [read post]
