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8 Jun 2022, 9:01 pm by Gary Gensler
More than half of the share volume in the first five months of this year was in stocks constrained by tick size.[7] In contrast, sub-penny trading, including at a tenth of a penny, accounts for 37 percent of share volume executed off-exchange.[8] Given this activity, I wonder why lit markets should have that one-penny constraint. [read post]
8 Jun 2022, 11:03 am by Evan Schwartz
EMAR, Group, Inc. held that an insurance broker and agent owed a duty of care to a loss-payee found within the zone of harm stemming from the broker’s negligent actions. [read post]
8 Jun 2022, 11:03 am by Evan Schwartz
EMAR, Group, Inc. held that an insurance broker and agent owed a duty of care to a loss-payee found within the zone of harm stemming from the broker’s negligent actions. [read post]
3 Jun 2022, 5:01 am by Eugene Volokh
And Pete Shields, founder of the group that became Handgun Control, Inc., openly described registration as a preliminary step to prohibition, though he didn't describe exactly how the slippery slope mechanism would operate. [read post]
31 May 2022, 2:44 pm by Eugene Volokh
Irish-American Gay, Lesbian and Bisexual Group of Boston, Inc. (1995) (parade organizer); Miami Herald Publishing Co. v. [read post]
31 May 2022, 4:51 am by Franklin C. McRoberts
” Relying upon the doctrine of in pari delicto, which “bars a party that has been injured as a result of its own intentional wrongdoing from recovering for those injuries from another party whose equal or lesser fault contributed to the loss” (Rosenbach v Diversified Group, Inc., 85 AD3d 569 [1st Dept 2011]), Justice Crane ruled: Here, the evidence at trial demonstrated extensive wrongdoing on the part of Seibel. [read post]
29 May 2022, 4:05 pm by INFORRM
The Panopticon Blog had an article on the recently discontinued representative claim SMO v TikTok Inc and Others [2022] EWHC 489 (QB). [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  The SEC then advised companies to carefully review their sanctions compliance function, given the extensive sanctions imposed on Russian entities and individuals. [read post]
24 May 2022, 4:23 pm by Bill Marler
Abbott Nutrition voluntarily ceased production at the Sturgis facility two days prior to the recall, and FDA supported this decision given the insanitary conditions at the facility. [read post]
24 May 2022, 8:31 am by Zak Gowen
In the United States, the Supreme Court largely resolved these issues at the federal level in its landmark decisions of Hanover Shoe, Inc. v. [read post]
24 May 2022, 8:31 am by Zak Gowen
In the United States, the Supreme Court largely resolved these issues at the federal level in its landmark decisions of Hanover Shoe, Inc. v. [read post]
23 May 2022, 8:47 am
We strongly support this request given the critical need to support compliance with this new law, protect U.S. consumers from products tainted by forced labor, and reduce unintended adverse impacts on supply chains. [read post]
22 May 2022, 9:05 pm by Caley Petrucci and Guhan Subramanian
Early pills used language tied to the definitions of a “group,” “affiliate,” and “associate” under Section 13D and Rule 12b-2 of the Exchange Act. [read post]
20 May 2022, 11:57 am by The White Law Group
  Given the current risk of devaluation of these REITs, such investments are likely only suitable for wealthy and/or sophisticated investors. [read post]