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4 Mar 2011, 7:00 am
In this post, Tom Gorman delves into the details of the charges. 2) The Conglomerate: SEC Proposes Rule on Incentive-Based Compensation Pursuant to Section 956 of the Dodd-Frank Act - This week, the SEC proposed a rule that would require certain financial institutions to disclose the structure of their incentive-based compensation practices, and prohibit such institutions from maintaining compensation arrangements that encourage inappropriate risks. [read post]
11 Feb 2011, 11:22 am
1) SEC Actions: SEC Enforcement Trends 2011: The SEC In Court – This post is the sixth in a series of post by Tom Gorman analyzing the direction of SEC enforcement. [read post]
11 Feb 2011, 8:51 am
Source Reuters: "Charlie Sheen reaches divorce deal with estranged wife," Steve Gorman, 10 Feb. 2011 [read post]
11 Feb 2011, 8:47 am
Source Reuters: "Charlie Sheen reaches divorce deal with estranged wife," Steve Gorman, 10 Feb. 2011 [read post]
1 Feb 2011, 1:36 pm
Two weeks after Morgan Stanley reported a loss in its fixed-income group, its chief executive, James Gorman, told investors at the firm's financial services conference that fixing the unit is his top goal. [read post]
25 Jan 2011, 9:50 am
Go to www.livestream.com/amnestywest at 7:30PM Pacific time on Wednesday, January 26th to watch a live panel discussion with former Guantanamo detainee Omar Deghayes, Candace Gorman, whose work has included representing two Guantánamo detainees, and Professor Almerindo Ojeda from the UC Davis Center for the Study of Human Rights in the Americas, which hosts the Guantánamo Testimonials Project. [read post]
21 Jan 2011, 3:32 pm
Gorman is getting a pay package that will not exceed $15 million. [read post]
14 Jan 2011, 7:00 am
This week charges were brought against four new defendants in the Galleon scandal and Tom Gorman fills you in on the various interconnected cases, who was involved and what they allegedly did. [read post]
13 Jan 2011, 1:24 pm
The firm's chief executive made his biggest moves since taking charge, promoting two top executives. [read post]
11 Jan 2011, 11:44 am
Frank Gorman of Gorman & Williams was in Las Vegas last week for the annual Consumer Electronics Show. [read post]
11 Jan 2011, 11:44 am
Frank Gorman of Gorman & Williams was in Las Vegas last week for the annual Consumer Electronics Show. [read post]
7 Jan 2011, 10:08 am
Frank Gorman of Gorman & Williams is in Las Vegas for the annual Consumer Electronics Show. [read post]
7 Jan 2011, 5:00 am
by Thomas Gorman in SEC Actions The average annual rate of rulemaking per year prior to Dodd-Frank for the SEC was 9.5, the CFTC 5.5, the FDIC 8 and the Federal Reserve 4.5 Post Dodd-Frank the average for the SEC is 59, the CFTC 37, the FDIC 6, and the Federal Reserve 17. [read post]
5 Jan 2011, 3:06 am
Topics include: - Dealing with gifts under Rule 144 - Gifts and insider trading concerns - The Best Debut Album after "Meet the Beatles" In his "SEC Actions" blog, Tom Gorman writes about "Letters to Santa: What Key Securities Market Players Want. [read post]
4 Jan 2011, 10:36 am
In a memo to employees, Gorman gave Barron responsibility for Government Relations. [read post]
30 Dec 2010, 11:38 am
The California Highway Patrol has closed part of the 138 freeway near Interstate 5, in Gorman, California, as a result of one of the overturned big rigs. [read post]
17 Dec 2010, 5:00 am
Yet the CEO of Morgan Stanley, James Gorman, may well do things differently. [read post]
9 Dec 2010, 8:13 am
The agent then drove more than eight hours to Gorman, where he handed the vials off to another CDCR agent to complete the trip to San Quentin Prison, which houses the state's death chamber. [read post]
7 Dec 2010, 8:17 am
Gorman-Evans. [read post]
3 Dec 2010, 9:15 am
1) SEC Actions: Insider Trading: Enforcers and the Harm their Tactics Cause - In this post, Tom Gorman discusses the recent FBI raids of three hedge funds that looked more like a mobster movie than an insider trading investigation. [read post]
