Search for: "Hedge Fund Attorney"
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1 Jan 2007, 8:00 pm
Karel Frielink Attorney (Lawyer) / Partner [read post]
28 Mar 2012, 7:51 am
Gupta, who is charged with leaking Goldman’s boardroom secrets to his friend, the convicted hedge fund manager Raj Rajaratnam, is scheduled to go on trial May 21. [read post]
17 Dec 2009, 4:13 pm
"By using an aggressive speculative growth standard and allocating her accounts nearly 80% in stocks, ETFs and hedge funds and 20% in bonds; By failing to maintain cash reserves for her monthly income by converting her cash account to a speculative hedge fund investment; By selling investments in each account to meet her monthly cash requirement; and By charging excessive fees on her municipal bond account;" the claim contends UBS victimized the widow… [read post]
11 Apr 2014, 3:11 pm
The attorneys at Malecki Law have prosecuted several failure to supervise cases over the years. [read post]
6 Jun 2017, 8:57 am
The settlement alleges that Harbinger Partners Offshore Managers LLC, a $26 billion New York City hedge fund sponsored by Harbert, failed to pay certain required taxes in New York from 2004 through 2009. [read post]
11 Dec 2007, 11:09 pm
Two hedge funds run by Bear Stearns fell apartâ€â [read post]
15 Aug 2014, 7:00 am
Prosecutors contended that in her role as an employee of an expert network company, Jiau obtained inside information about public companies through professional and personal contacts and sold the information to portfolio managers at hedge funds, who traded on the inside data. [read post]
12 Jun 2019, 12:00 pm
Loreley claims that Wells Fargo let Magnetar Capital LLC, a hedge fund, control the CDOs even as it bet against them. [read post]
8 Jun 2012, 5:00 am
Dirty Dozen: Lawyer Receives Longest-Ever Sentence for Insider Trading by Bruce Carton in Compliance Week’s Enforcement Action Unlike Raj Rajaratnam, attorney Matthew Kluger was not a billionaire hedge fund founder. [read post]
31 May 2019, 2:37 pm
The allegations led to investors pulling over $5.5M from the hedge fund. [read post]
2 Dec 2009, 6:45 am
In order to resolve these proceedings, the hedge fund entered into settlement agreements and agreed to pay $148 million in disgorgement. [read post]
11 May 2015, 8:00 am
Ulysses is now a defunct Illinois limited liability company but was a third-party marketer of hedge funds whose main function was to introduce and market hedge funds to financial institutions in exchange for the hedge funds paying Ulysses a fee. [read post]
10 Feb 2011, 6:50 am
Intelisano, a partner at Rich & Intelisano LLP, a New York law firm handling other cases involving Citigroup’s proprietary MAT and Falcon hedge funds. [read post]
22 Feb 2011, 9:45 am
The investigation revealed that $16 million of the total was transferred into businesses purportedly operated by related companies including hedge funds, real estate, film production companies and an oil and gas venture. [read post]
12 Nov 2013, 11:01 am
Cohen for failure to supervise the hedge fund. [read post]
8 May 2009, 3:24 am
As a corporate securites regulation and litigation resource, the firm attorneys who post here are discussing topics like FINRA, hedge funds, insurance regulation, SIFMA, stock option investigations, and others. [read post]
22 Feb 2023, 1:07 pm
Many start with and later add investors to ongoing funds and matters. [read post]
1 Mar 2020, 5:15 am
If you or someone you know has been the victim of investment fraud or broker misconduct, please contact our attorneys immediately for a free consultation at 215 462 3330 or by using our online contact form. [read post]
13 Jul 2010, 7:40 am
This stand alone bill was dedicated to the topic of unemployment benefits without being weighed down by the multiple other issues regarding banks, hedge fund manager regulation, etc. [read post]
10 Mar 2011, 6:45 pm
The effect on parts of the hedge-fund industry has been chilling. [read post]
