Search for: "In Matter of Clayton"
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29 Jan 2018, 11:28 pm
Whether the Lord Bissell lawyers should have gone public with their concerns, blowing the whistle on their client, remains a matter of debate – and that expectation probably went a bit too far. [read post]
24 Jan 2018, 7:47 am
Nonetheless, Chairman Clayton’s remarks are extraordinary because, given the lack of a judicial or statutory framework in this area, he is essentially suggesting lawyers have to be more certain as a legal matter in their opinions than Congress, the courts, and even his own agency. [read post]
13 Jan 2018, 6:45 am
Posted by Jay Clayton, U.S. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
20 Dec 2017, 6:00 am
As a general matter, I believe it is important that these publicly available agendas provide the necessary transparency and accountability for agency matters. [read post]
14 Dec 2017, 12:59 pm
The SEC’s actions in the Munchee and the Plexcorps matters along with Chairman Clayton’s remarks show that the SEC is ready to step up its regulatory and enforcement posture against ICOs in the US. [read post]
12 Dec 2017, 4:36 pm
” Speaking at a conference in Washington a few days later, SEC Chairman Jay Clayton reinforced the Cyber Unit’s ICO mission and jurisdiction, noting that: “ . . . [read post]
11 Dec 2017, 3:05 am
Duhnke to join the PCAOB, according to people familiar with the matter. [read post]
30 Nov 2017, 4:52 am
An announcement by Securities and Exchange Commission Chairman Jay Clayton could be made in the coming weeks, said one of the people, who like the others asked that they not be named discussing the plan. [read post]
29 Nov 2017, 4:07 pm
On the question of whether or not the coin or token is a security, ICOs sponsors will want to heed the recent words of SEC Chair Jay Clayton. [read post]
16 Nov 2017, 9:01 pm
McCormack rejected the House of Representatives’ argument that judicial review of the House’s decision not to seat Adam Clayton Powell was foreclosed by the political question doctrine, where the House did not rest its decision to exclude Mr. [read post]
14 Nov 2017, 12:01 pm
The still relatively new SEC Chair, Jay Clayton, has let it be known that one of his missions is to improve the health of our IPO market and, thereby, to improve our capital markets generally. [read post]
14 Nov 2017, 3:27 am
Securities and Exchange Commission, Jay Clayton. [read post]
6 Nov 2017, 12:44 pm
Clayton noted that AS 3101 “provide[s] investors with meaningful insights into the audit . . . [read post]
31 Oct 2017, 5:00 am
Comparing market structure to “the gears that turn the clock of the capital markets,” he said the details of market structure matter because they ensure the smooth operation of our complex financial markets. [read post]
27 Oct 2017, 10:00 am
With those affirmations, the argument proceeded on other matters. [read post]
25 Oct 2017, 5:00 am
Portions of the new standards unrelated to critical audit matters (CAMs) would be effective for companies with fiscal years ending December 15, 2017. [read post]
24 Oct 2017, 3:00 am
Among other items, they will need to describe the auditor’s take on “CAMs”(“critical audit matters”) – matters communicated to the audit committee that relate to material accounts or disclosures and involve complex auditor judgment. [read post]
6 Oct 2017, 1:41 pm
Evans recently joined the Division of Corporation Finance after many years of advising public and private companies on a broad range of matters. [read post]
3 Oct 2017, 10:24 am
Below are key highlights of Chairman Clayton’s testimony: Cybersecurity Chairman Clayton first addressed the issue of cybersecurity, noting his—and the SEC’s—increased focused on cyber risk matters. [read post]
