Search for: "In Re Securities and Exchange Commission"
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20 Dec 2021, 3:00 am
How-to guides help readers unlock the full potential of Bloomberg’s search tools, including dockets, EDGAR (a collection of filings the Securities and Exchange Commission uses), and litigation analytics. [read post]
17 Dec 2021, 1:27 pm
Securities and Exchange Commission (SEC) is investigating a Tesla whistleblower’s allegations of misconduct at the company. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
15 Dec 2021, 4:18 pm
” Whilst Luxembourg’s national data protection law precludes the Commission from commenting on individual cases Amazon disclosed the fine in a filing of its quarterly results with the US Securities and Exchange Commission. [read post]
13 Dec 2021, 9:58 am
In other words, you can have your human right to privacy only if you’re willing and able to pay for it. [read post]
10 Dec 2021, 7:30 pm
Because the data we’re seeing is largely pointing in the wrong direction. [read post]
9 Dec 2021, 9:03 pm
Department of Justice Antitrust Division, the Federal Trade Commission, and the European Commission launched a joint commitment between the European Union and the United States to promote fair competition for the benefit of consumers, businesses, and workers. [read post]
8 Dec 2021, 11:27 am
Annual Re-Certification of CFTC Exemptions. [read post]
8 Dec 2021, 7:27 am
Annual Re-Certification of CFTC Exemptions. [read post]
7 Dec 2021, 6:28 am
Episode 104 of EFF’s How to Fix the Internet How do we make the Internet more secure? [read post]
6 Dec 2021, 10:37 am
And many commission agreements provide that you’re only entitled to the commission if you’re still employed when the commission is generated, even if you have already completed all your work on the deal. #5. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
3 Dec 2021, 9:49 am
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
2 Dec 2021, 9:03 pm
Securities and Exchange Commission (SEC) issued guidance on company disclosures of spring-loaded awards to executives. [read post]
1 Dec 2021, 11:53 am
” Reports also emerged on Nov. 26 that the Cyberspace Administration of China, China’s central internet regulator, asked top executives at the ride-hailing giant Didi Chuxing to propose a plan for delisting the company from the New York Stock Exchange over data security concerns. [read post]
23 Nov 2021, 9:52 am
On Tuesday, in its statement to the Observer, CPI included the June 4, 2020, email exchange and said: “To be clear, Mr. [read post]
23 Nov 2021, 7:41 am
The Commission proposed for comment new Exchange Act Rule 10c-1: "Securities lending transparency. [read post]
23 Nov 2021, 3:15 am
This excerpt from the SEC’s press release summarizes the proceeding: The Securities and Exchange Commission today announced that Texas-based oilfield services company ProPetro Holding Corp. and its founder and former CEO Dale Redman have agreed to settle charges that they failed to properly disclose some of Redman’s executive perks and two stock pledges. [read post]
20 Nov 2021, 1:41 pm
Supply Chain and Small Business Provisions In light of ongoing supply chain issues, the bill includes $5 billion for the Department of Commerce to identify and monitor critical vulnerabilities in the manufacturing supply chain including $500 million for the Federal Trade Commission to create and operate a new bureau dedicated to stopping unfair and deceptive acts and practices related to privacy violations, data security incidents, identity theft and other data abuses. [read post]
