Search for: "International Securities Exchange"
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26 Mar 2007, 6:20 pm
The Securities and Exchange Commission (SEC) censured Ernst & Young LLP for doing work that compromised its indepence with regard to American International Group (AIG) and PNC Financial Services Group. [read post]
18 Aug 2007, 1:51 am
Justin Scheck, The Recorder Internal strife at the Securities and Exchange Commission tanked a proposed settlement between the SEC and Michael Byrd, the former CFO of Brocade Communications. [read post]
17 Jan 2015, 10:55 am
Colonel Reisner was in New York on a visit sponsored by Academic Exchange for a series of events and discussions on contemporary national security challenges. [read post]
7 Feb 2018, 9:39 am
The commissioner of the Security Exchange Commission (SEC) released a statement in December 2017 addressing these issues, and many of the answers depend on the familiar adage: substance over form. [read post]
7 Feb 2018, 9:39 am
The commissioner of the Security Exchange Commission (SEC) released a statement in December 2017 addressing these issues, and many of the answers depend on the familiar adage: substance over form. [read post]
7 Feb 2018, 9:39 am
The commissioner of the Security Exchange Commission (SEC) released a statement in December 2017 addressing these issues, and many of the answers depend on the familiar adage: substance over form. [read post]
29 Mar 2010, 9:28 am
Securities Exchange Act. [read post]
28 May 2024, 1:44 pm
Security Council holds emergency meeting on deadly Rafah airstrike appeared first on J&Y Law Firm. [read post]
28 May 2024, 9:30 am
Security Council to hold emergency meeting on deadly Rafah airstrike appeared first on J&Y Law Firm. [read post]
15 Nov 2011, 12:00 am
Nature’s Sunshine Products (NASDAQ: NATR), Willbros Group (NYSE: WG), Cal Dive International (NYSE: DVR), and BSQUARE (NASDAQ: BSQR) have recently issued earnings reports which include a calculation of EBITDA (earnings before interest, taxes, depreciation, and amortization) that apparently does not comply with Securities and Exchange Commission interpretations for Regulation G governing such non-GAAP financial measures. [read post]
13 Nov 2011, 7:15 am
Nature’s Sunshine Products (NASDAQ: NATR), Willbros Group (NYSE: WG), Cal Dive International (NYSE: DVR), and BSQUARE (NASDAQ: BSQR) have recently issued earnings reports which include a calculation of EBITDA (earnings before interest, taxes, depreciation, and amortization) that apparently does not comply with Securities and Exchange Commission interpretations for Regulation G governing such non-GAAP financial measures. [read post]
13 Aug 2015, 5:17 pm
Foreign Corrupt Practices Act is the Department of Justice’s and Securities and Exchange Commission’s detailed compilation of information about the FCPA. [read post]
28 May 2022, 8:12 am
Securities and Exchange Commission (“SEC”) have used existing laws to regulate cryptocurrencies, Congress has not enacted legislation specifically targeting them.[3] Currently, no single U.S. regulatory authority governs private cryptocurrency exchanges.[4] Since the majority of cryptocurrency activity occurs beyond the boundaries of government regulation, Gensler worries about the continued potential for crime, financial instability, and threats to… [read post]
16 Oct 2023, 5:50 am
” Yet, even when the international law grounds for national security actions are contested, architects of those actions typically use the language of international law to make their case. [read post]
23 Nov 2011, 6:23 am
The Department of Justice and the Securities and Exchange Commission recently announced their commitment to investigate and prosecute pharmaceutical and medical device companies that pay bribes to government physicians and hospital administrators in foreign countries to secure business. [read post]
12 Aug 2020, 8:55 pm
On 11 August 2020, the International Organisation of Securities Commissions (IOSCO) published a report, Liquidity provision in the secondary markets for equity securities. [read post]
5 Nov 2010, 7:26 am
On November 3, the Securities and Exchange Commission issued a proposed rule implementing a program to pay eligible whistleblowers rewards for providing information about federal securities violations. [read post]
25 Aug 2011, 2:23 pm
Specifically, section 922 of the Dodd-Frank act amended the Securities Exchange Act of 1934 by adding a new section called "Securities Whistleblower Incentives and Protection. [read post]
20 Aug 2015, 5:30 am
I received word that the Securities and Exchange Commission issued a deficiency letter to a real estate private fund manager after an examination because of the way it treated legal expenses. [read post]
21 Jun 2018, 8:26 am
Securities and Exchange Commission. [read post]
